MC
Matthew D. Copley
COPLEY FINANCIAL GROUP
San Diego, CA 92108
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CRD#: 6247665
MC
Professional summary
Matthew David Copley is a registered financial advisor currently at COPLEY FINANCIAL GROUP, INC. located in San Diego, California and EMERSON EQUITY LLC located in San Diego, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, Series 7TO, SIE, Series 22TO and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COPLEY FINANCIAL GROUP INC.2650 CAMINO DEL RIO N, SAN DIEGO, CA 92108; REGISTERED INVESTMENT ADVISOR; OWNER. 2) HERITAGE TAX & INSURANCE SERVICES, INC; 2650 CAMINO DEL RIO N, SAN DIEGO, CA 92108; NATURE: FIXED ANNUITIES; POSITION: OWNER/SALES MANAGER; START: 2001. 3) GUILD MORTGAGE; 2650 CAMINO DEL RIO N, SAN DIEGO, CA 92108;NATURE: RVERSE MORTGAGES; POSITION: SALES MANAGER; START: 2012. 4) COPLEY ENTERPRISES, INC. (QUALITY M&M QUALITY VEHICLES); NATURE: USED CAR SALES; OWNER; START DATE: 06/2013 5) Emerson Equity LLC: Registered Representative; 2650 CAMINO DEL RIO N, SAN DIEGO, CA 92108; securities sales and service; start 04/2019
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Copley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2016 - Present
COPLEY FINANCIAL GROUP, INC.
Office #1: 2650 Camino Del Rio North, Suite 350, San Diego, CA 92108RIA
CRD#: 283070
San Diego, CA
Current
January 28, 2020 - Present
EMERSON EQUITY LLC
Office #1: 2650 Camino Del Rio North Suite 350, San Diego, CA 92108RIA
BD
CRD#: 130032
San Diego, CA
Past
November 13, 2013 - June 14, 2016
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COPLEY FINANCIAL GROUP, INC.
COPLEY FINANCIAL GROUP, INC.
CRD#: 283070 / SEC#: 801-119967
RIA
Registered Investment Advisory firm - (12/14/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)New York
Registered Investment Advisory firm - (12/18/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/27/2021)
RR
Arkansas(6/11/2025)
IAR
California(6/16/2016)
RR
California(1/29/2020)
RR
Colorado(9/4/2020)
RR
Florida(7/9/2021)
RR
Georgia(9/2/2022)
RR
Idaho(1/14/2022)
RR
Indiana(12/8/2021)
RR
Minnesota(5/10/2021)
RR
Nevada(11/29/2021)
RR
New Jersey(3/20/2024)
RR
New York(3/9/2021)
IAR
New York(4/3/2021)
RR
North Carolina(9/2/2022)
RR
Oregon(8/27/2024)
RR
South Dakota(2/20/2025)
IAR
Texas(6/15/2016)
RR
Texas(10/22/2020)
RR
Utah(1/3/2024)
RR
Washington(8/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 9/24/2025
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 9/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 22TO
Date: 12/13/2019
Direct Participation Programs Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COPLEY FINANCIAL GROUP, INC.
COPLEY FINANCIAL GROUP, INC.
CRD#: 283070 / SEC#: 801-119967
RIA
Registered Investment Advisory firm - (12/14/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)New York
Registered Investment Advisory firm - (12/18/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2650 Camino Del Rio North, Suite 350, San Diego, CA 92108
Mailing Address
Phone number
(619) 294-6008
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,963 |
| AUM (Assets Under Management) | $ 272,683,411 |
Red Flags
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