DK
David Kober
EAGLE STRATEGIES LLC
NEW YORK, NY 10170
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CRD#: 6247298
DK
Professional summary
David Kober is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New York, New York and NYLIFE SECURITIES LLC located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1410 York Ave, #3C, New York, NY 10021; start date 5/2014; 2 hours per month; commissions; investment related] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products; 1410 York Ave, #3C, New York, NY 10021; start date 05/2015; 1 hour per month; commissions; investment related] [NYLARC Holding Company, Inc.; Make investments in NYLARC private placement to have investments in reinsurance book of business through NYL production; 2999 NORTH 44TH ST, Phoenix AZ 85018; Start Date 11/2023; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Hemophilia Association of NJ Membership Services Committee Member; Review applications for financial assistance from low-income families to the Hemopholia Association of New Jersey.; 197 Route 18 South, Suite 206 North, East Brunswick, NJ 08816; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; I help review applications for financial assistance from individual families. The committee discusses the applications via email, and we submit written votes to either accept or decline assistance.] [Rental Property; Own property that is rented to tenants on an annual basis. Collect rental income. Aventura, Florida; 27 Shelter Rock Road, Manhasset, NY 11030; Start Date 12/2019; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; collect rent]
CRS (Client Relationship Summary) - RIA
Click below to view David Kober's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2017 - Present
EAGLE STRATEGIES LLC
Office #1: 420 Lexington Avenue 14th & 15th Floor, New York, NY 10170RIA
CRD#: 110826
NEW YORK, NY
Current
August 31, 2016 - Present
NYLIFE SECURITIES LLC
Office #1: 420 Lexington Avenue 14th & 15th Floor, New York, NY 10170BD
CRD#: 5167
New York, NY
Past
August 26, 2014 - August 23, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
NEW YORK, NY
Past
February 10, 2014 - August 23, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/7/2019)
RR
Colorado(11/10/2021)
RR
Connecticut(10/1/2019)
RR
District of Columbia(10/26/2016)
RR
Florida(3/26/2021)
RR
Georgia(7/12/2021)
RR
Illinois(7/17/2018)
RR
Kentucky(8/9/2021)
RR
Maryland(6/27/2017)
RR
Massachusetts(7/17/2018)
RR
Michigan(1/18/2022)
RR
Minnesota(9/7/2022)
RR
Missouri(11/8/2019)
RR
New Jersey(9/2/2016)
RR
New York(8/31/2016)
IAR
New York(8/3/2021)
RR
North Carolina(8/2/2021)
RR
Ohio(10/25/2023)
RR
Oregon(9/22/2022)
RR
Pennsylvania(6/30/2017)
RR
Rhode Island(2/19/2021)
RR
South Dakota(8/23/2024)
RR
Texas(11/26/2019)
IAR
Texas(12/20/2019)
RR
Virginia(6/16/2017)
RR
Washington(1/14/2019)
RR
Wisconsin(4/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
