SF
Sandra K. Feldkamp
ON INVESTMENT MANAGEMENT CO
St Charles, MO 63301
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CRD#: 6246942
SF
Professional summary
Sandra K Feldkamp, who also goes by Sandra Kaye Feldkamp, Sandy Feldkamp, Sandra K Wiatt, Sandy Wiatt, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in St Charles, Missouri and THE O.N. EQUITY SALES COMPANY located in St Charles, Missouri.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Sandra has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Kaye Feldkamp | Sandy Feldkamp | Sandra K Wiatt | Sandy Wiatt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Residential Single Family Rental Property; 1743 Townsend, Wentzville MO 63385; not investment related; residential rental property; Business Manager/co-owner; 08/2009; 2 hrs /week ( 0 during security trading hours); Business Manager r
CRS (Client Relationship Summary) - RIA
Click below to view Sandra K Feldkamp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2022 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 571 Jefferson Street, St Charles, MO 63301RIA
CRD#: 105662
St Charles, MO
Current
August 4, 2022 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 571 Jefferson St, St Charles, MO 63301BD
CRD#: 2936
St Charles, MO
Past
December 9, 2020 - June 24, 2022
CUTTER & COMPANY, INC.
RIA
CRD#: 22449
ST. LOUIS, MO
Past
December 9, 2020 - June 24, 2022
CUTTER & COMPANY, INC.
BD
CRD#: 22449
ST. LOUIS, MO
Past
November 9, 2017 - December 4, 2020
EDWARD JONES
RIA
CRD#: 250
Warrenton, MO
Past
October 19, 2017 - December 4, 2020
EDWARD JONES
BD
CRD#: 250
Warrenton, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(8/18/2022)
RR
Missouri(8/4/2022)
IAR
Missouri(8/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 6/6/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662St Charles, MO 63301TRUST BUT VERIFY
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