NK
Nicholas D. Kemp
NAVIGATION WEALTH MANAGEMENT
CHEYENNE, WY 82001
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CRD#: 6246441
NK
Professional summary
Nicholas Dean Kemp, AIF®, who also goes by Nick Kemp, is a registered financial advisor currently at NAVIGATION WEALTH MANAGEMENT located in Cheyenne, Wyoming.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicholas has worked at 3 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Kemp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAVIGATION WEALTH MANAGEMENT. INDIVIDUALLY LICENSED TO SELL LIFE INSURANCE THROUGH VARIOUS INSURANCE COMPANIES.
CENTENNIAL CHILDREN'S CHORUS; NOT INVESTMENT RELATED; FORT COLLINS, CO; NON-PROFIT SEMI PROFESSIONAL CHILDREN'S CHOIR; PUBLIC RELATIONS/FUNDRAISING CHAIR; START DATE 08/2019; APPROX 2 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING; ORGANIZING/DELEGATING FUNDRAISING ACTIVITIES FOR THE ORGANIZATION. BUILDING RELATIONSHIPS WITHIN THE COMMUNITY TO THE CHORUS.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Dean Kemp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 26, 2016 - Present
NAVIGATION WEALTH MANAGEMENT
Office #1: 2015 Central Ave Suite B, Cheyenne, WY 82001RIA
CRD#: 282640
CHEYENNE, WY
Past
October 13, 2015 - April 25, 2016
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
FORT COLLINS, CO
Past
September 16, 2014 - April 25, 2016
SPC
RIA
CRD#: 110692
FT COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NAVIGATION WEALTH MANAGEMENT
NAVIGATION WEALTH MANAGEMENT | NAVIGATION WEALTH MANAGEMENT, INC.
CRD#: 282640 / SEC#: 801-119615
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Kansas
Registered Investment Advisory firm - (11/20/2020 Terminated)Texas
Registered Investment Advisory firm - (11/20/2020 Terminated)Wyoming
Registered Investment Advisory firm - (11/20/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/26/2016)
IAR
Wyoming(10/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NAVIGATION WEALTH MANAGEMENT
NAVIGATION WEALTH MANAGEMENT | NAVIGATION WEALTH MANAGEMENT, INC.
CRD#: 282640 / SEC#: 801-119615
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Kansas
Registered Investment Advisory firm - (11/20/2020 Terminated)Texas
Registered Investment Advisory firm - (11/20/2020 Terminated)Wyoming
Registered Investment Advisory firm - (11/20/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2038 Caribou Drive Suite 100, Fort Collins, CO 80525
Mailing Address
Phone number
(970) 672-1236
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,470 |
| AUM (Assets Under Management) | $ 127,745,098 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NAVIGATION WEALTH MANAGEMENT
CRD#: 282640Cheyenne, WY 82001TRUST BUT VERIFY
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