Roy A. Dekel
Professional summary
Roy Arie Dekel was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Roy is a previously registered financial advisor and started their career in finance in 2013. Prior to being barred, Roy had worked at 1 firm, which includes DIVERSE FINANCIAL INVESTMENT ADVISORY GROUP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2013 - December 31, 2014
DIVERSE FINANCIAL INVESTMENT ADVISORY GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
DIVERSE FINANCIAL INVESTMENT ADVISORY GROUP
CRD#: 168965 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
