Glenn D. Schaefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn David Schaefer was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 2014. Glenn had worked at 1 firm and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2014 - December 16, 2015
RICHARDSON GMP (USA) CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 38
Date: 6/4/2014
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
RICHARDSON GMP (USA) CORP.
CRD#: 104204 / SEC#: , 8-52658
Contact information
Documents
Red Flags
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