Daniel David Bowering
Professional Summary
Daniel David Bowering was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2011 - 2020. Daniel had worked at 2 firms and has passed the SIE, Series 38 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
D12 CAPITAL MARKETS INC. | P.S. SECURITIES (USA) INC. | GRAVITAS CAPITAL INTERNATIONAL INC. | FM GLOBAL MARKETS INC. | FM GLOBAL MARKETS INC
Contact Information
Main Address
120 Adelaide Street West, Suite 900, Toronto, M5H 3V1Mailing Address
120 Adelaide Street West, Suite 900, Toronto, M5H 3V1Phone Number
(416) 777-6175Established
New York since 03/15/2013Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)
Passed Mar 2011Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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