Brian L. Ash
Professional summary
Brian Lawrence Ash, who also goes by Brian Ash, is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Whippany, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Lawrence Ash's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2017 - Present
METLIFE INVESTMENTS SECURITIES, LLC
Office #1: One Metlife Way, Whippany, NJ 07981June 30, 2016 - July 14, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
May 26, 2015 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
December 20, 2013 - July 14, 2014
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2017)
Exams
FINRA
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
