AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Katrina Strelow Soelter

Katrina S. Soelter

AVISE FINANCIAL
Los Angeles, CA 90028
Some features on this profile are disabled
CRD#: 6243614
Katrina Strelow Soelter

Professional summary

Katrina Strelow Soelter, CFP®, who also goes by Katrina Soelter, is a registered financial advisor currently at AVISE FINANCIAL located in Los Angeles, California.

Katrina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Katrina has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katrina Soelter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Strelow Soelter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

November 21, 2023 - Present

AVISE FINANCIAL

Office #1: 7080 Hollywood Blvd. Suite 700, Los Angeles, CA 90028
RIA
CRD#: 328790
Los Angeles, CA
Past

July 18, 2023 - January 24, 2025

EQUALIS FINANCIAL

RIA
CRD#: 281418
North Hollywood, CA
Past

April 12, 2019 - July 17, 2023

KCS WEALTH ADVISORY

RIA
CRD#: 169846
LOS ANGELES, CA
Past

February 26, 2014 - April 16, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LOS ANGELES, CA
Past

January 17, 2014 - April 16, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AVISE FINANCIAL
AVISE FINANCIAL | THESIS FINANCIAL PLANNING | SOLIDI WEALTH ADVISORS | PRIMEROS FINANCIAL | HYLA FINANCIAL | EQUALIS FINANCIAL | AVISE FINANCIAL COOPERATIVE, INC.

CRD#: 328790 / SEC#: 801-131992

RIA
Registered Investment Advisory firm - (2/18/2025 Approved)
California
Registered Investment Advisory firm - (4/5/2025 Terminated)
Oregon
Registered Investment Advisory firm - (3/11/2025 Terminated)
Texas
Registered Investment Advisory firm - (3/6/2025 Terminated)
Washington
Registered Investment Advisory firm - (4/6/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/21/2023)
IAR
New York
(2/18/2025)
IAR
Oregon
(10/7/2024)
IAR
Texas
(11/13/2024)
IAR
Washington
(8/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/16/2014
General Securities Representative Examination

Current Firm

AF
AVISE FINANCIAL
AVISE FINANCIAL | THESIS FINANCIAL PLANNING | SOLIDI WEALTH ADVISORS | PRIMEROS FINANCIAL | HYLA FINANCIAL | EQUALIS FINANCIAL | AVISE FINANCIAL COOPERATIVE, INC.

CRD#: 328790 / SEC#: 801-131992

RIA
Registered Investment Advisory firm - (2/18/2025 Approved)
California
Registered Investment Advisory firm - (4/5/2025 Terminated)
Oregon
Registered Investment Advisory firm - (3/11/2025 Terminated)
Texas
Registered Investment Advisory firm - (3/6/2025 Terminated)
Washington
Registered Investment Advisory firm - (4/6/2025 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7080 Hollywood Blvd. Suite 700, Los Angeles, CA 90028
Mailing Address
Phone number
(310) 807-5778
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/10/2026)

Regulatory assets under management

Total Number of Accounts505
AUM (Assets Under Management)$ 169,438,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVISE FINANCIAL

CRD#: 328790Los Angeles, CA 90028

TRUST BUT VERIFY

Monitor Katrina Soelter

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
Maria Zimiga
Maria ZimigaAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Toluca Lake, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.