Casey G. Dupuis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey G Dupuis, who also goes by Casey Dupuis, was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 2013. Casey had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2017 - April 10, 2018
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
May 2, 2017 - April 10, 2018
AMUNDI DISTRIBUTOR US, INC.
January 27, 2014 - March 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 31, 2013 - March 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
CRD#: 138756 / SEC#: 801-66395
Contact information
Documents
Red Flags
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