Connor D. Weinman
Professional summary
Connor Daniel Weinman, who also goes by Connor D Weinman, Connor Daniel Weinman, Connor Weinman, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Chandler, Arizona and TRANSAMERICA INVESTORS SECURITIES, LLC located in Chandler, Arizona.
Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Connor has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 26, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Connor Daniel Weinman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2024 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
January 9, 2024 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
November 16, 2023 - January 7, 2024
EMPOWER ADVISORY GROUP, LLC
November 15, 2023 - January 7, 2024
EMPOWER FINANCIAL SERVICES, INC.
July 29, 2022 - August 15, 2023
MORGAN STANLEY
July 27, 2022 - August 15, 2023
MORGAN STANLEY
October 24, 2016 - June 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2014 - June 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2014 - August 14, 2014
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
