Garrett K. Oakley

OAKLEY PRIVATE WEALTH

MARVIN, NC 28173

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CRD#: 6242597

Professional summary

Garrett Knox Oakley, CFP® is a registered financial advisor currently at OAKLEY PRIVATE WEALTH located in Marvin, North Carolina.

Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Garrett has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alpha Financial Markets Consulting Not Investment-Related 437 Madison Avenue, ste. 3200 New York, NY 10022 Management Consultant Partner Partner in the wealth management practice Start Date: 01/2025 120 hours per month varying on house during securities trading hours Manage management consulting engagements

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Knox Oakley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 10, 2026 - Present

OAKLEY PRIVATE WEALTH

Office #1: 1009 Seminole Drive, Marvin, NC 28173

RIA

CRD#: 342849

MARVIN, NC

Past

October 6, 2017 - June 12, 2018

BETTERMENT

RIA

CRD#: 149117

New York, NY

Past

September 21, 2015 - December 1, 2016

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

DAVIDSON, NC

Past

June 8, 2015 - December 1, 2016

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

DAVIDSON, NC

Past

September 16, 2013 - May 27, 2015

MCGILL ADVISORS, INC.

RIA

CRD#: 111093

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/5/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/16/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2015

General Securities Representative Examination

Current Firm

OAKLEY PRIVATE WEALTH

OAKLEY PRIVATE WEALTH | OAKLEY PRIVATE WEALTH, LLC | OAKLEY PRIVATE WEALTH LLC

CRD#: 342849 / SEC#:

North Carolina

Registered Investment Advisory firm - (7/9/2026 Approved)

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Contact information

Main Address

1009 Seminole Drive, Marvin, NC 28173

Mailing Address

Phone number

(980) 395-9182

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Garrett K. Oakley

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Knox Oakley's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKLEY PRIVATE WEALTH

BETTERMENT

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

MCGILL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/2016

Series 65

Date: 9/16/2013

SIE

Date: 12/1/2016

Series 7

Date: 9/21/2015

Current Firm

OAKLEY PRIVATE WEALTH

Contact information

Documents

Red Flags

Company Information

OAKLEY PRIVATE WEALTH

TRUST BUT VERIFY

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