TR
Timothy D. Richardson
CETERA INVESTMENT ADVISERS LLC
SCHAUMBURG, IL 60173-2096
Some features on this profile are disabled
CRD#: 6242413
TR
Professional summary
Timothy David Richardson, who also goes by Timothy Richardson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois and CETERA WEALTH SERVICES, LLC located in Herndon, Virginia.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Timothy has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Richardson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fairfax County~'NIR'~12000 Government Center Pkwy~Fairfax~VA~22035~Other~Employee~9/11/2020~12hrs~6hrs~I will assist citizens in voting in person on November 3, 2020. There is training I will need to complete in September but this is primarily a single day engagement. I will be ensuring people are eligible to vote and then handing them ballots as well as ensuring their ballots are collected for counting. 2) Herndon Village Network~'NIR'~1211 Bond St~Herndon~VA~20170~Other~Other~9/11/2020~15hrs~8hrs~I am available to drive older folks to appointments, but I do not get assigned rides. I get to select the rides I want based on my availability. I will mostly be waiting in the car while the member has their doctor's appointment. 3) Timothy Richardson LLC~'IR'~1211 Bond St~Herndon~VA~20170~Accounting Services/Tax Preparation~Other~8/23/2020~160hrs~116hrs~Preparing tax returns in Drake. Managing investment accounts. Finding new investment and tax clients. Investment research and due diligence. Corresponding with clients to answer questions and address needs. 4) FRANCINE CORNAGLIA CPA/PFS POSITION: Tax Return Preparer NATURE: I help Francine Cornaglia (an Avantax advisor) prepare tax returns and provide tax services to her clients. INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 45 START DATE: 01/28/2022 ADDRESS: 11 Goose hill Road, Chester CT 06412, United States DESCRIPTION: I am responsible for preparing tax returns for her clients. She reviews them prior to efiling them herself. 5) GREENSPACE FINANCIAL POSITION: DBA NATURE: This is my DBA name that I use to market both my investment and tax preparation services. It is already present in my firm website which has been approved through FMG suite. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/11/2020 ADDRESS: 1211 Bond St, Herndon VA 20170, United States DESCRIPTION: I provide investment services, tax preparation, and insurance services all through my DBA name of Greenspace Financial which is on all my letterhead and emails. 6) NAME OF OTHER BUSINESS: KBKG; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ADVICE REFERRALS; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: INTRODUCING SOME OF MY EXISTING TAX PREPARATION CLIENTS THAT COULD BENEFIT FROM ADDITIONAL KNOWLEDGE ABOUT THE U S TAX CREDIT;
CRS (Client Relationship Summary) - RIA
Click below to view Timothy David Richardson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096RIA
CRD#: 105644
SCHAUMBURG, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Herndon, VA
Past
September 18, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Herndon, VA
Past
September 18, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Herndon, VA
Past
January 29, 2020 - September 21, 2020
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Reston, VA
Past
January 29, 2020 - September 23, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
RESTON, VA
Past
September 5, 2018 - January 31, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
RESTON, VA
Past
April 14, 2014 - January 31, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
RESTON, VA
Past
October 22, 2013 - April 25, 2014
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CHESTER, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
IAR
Connecticut(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(10/7/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/18/2025)
RR
Virginia(9/5/2025)
IAR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
