NB
Nicole A. Boren
AVANTAX PLANNING PARTNERS
Evansville, IN 47620
Some features on this profile are disabled
CRD#: 6240798
NB
Professional summary
Nicole Ary Boren, who also goes by Nicole Michelle Ary, Nicole Ary, Nicole Michelle Wagner, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Evansville, Indiana and CETERA WEALTH SERVICES, LLC located in Evansville, Indiana.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Nicole has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicole Michelle Ary | Nicole Ary | Nicole Michelle Wagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AVANTAX PLANNING PARTNERS POSITION: Financial Planning Consultant NATURE: AVANTAX PLANNING PARTNERS, INC.POSITION: Financial Planning Consultant NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2019 ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002, United States INVESTMENT RELATED: Yes DESCRIPTION: I am employed by Avantax Planning Partners, Inc. to serve as a financial Planning Consultant. I work with CPAs to identify their clients that could benefit from financial planning services and work with individual clients who also chose to engage in planning and investments with Avantax Planning Partners, Inc 2) ANEW POSITION: member NATURE: Women's membership INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2015 ADDRESS: PO Box 3192, Evansville IN 47731, United States DESCRIPTION: Women's network- we meet on a monthly basis to network and learn from community leaders. 3) ALWAYS LEOPARD, LLC POSITION: owner NATURE: I make personalized and customized clothing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 1332 Halsey Ave, Evansville IN 47720, United States DESCRIPTION: I make custom clothing items, per customer requests.
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Ary Boren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2019 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 21 Se Third Street Ste 500, Evansville, IN 47620RIA
CRD#: 106237
Evansville, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 21 Se Third Street Suite 500, Evansville, IN 47708BD
CRD#: 13572
EVANSVILLE, IN
Past
September 30, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
EVANSVILLE, IN
Past
May 16, 2019 - September 30, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
EVANSVILLE, IN
Past
December 2, 2013 - April 26, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
EVANSVILLE, IN
Past
October 23, 2013 - April 26, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
EVANSVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/2/2025)
RR
California(10/2/2025)
RR
Florida(10/2/2025)
RR
Georgia(9/5/2025)
RR
Illinois(10/2/2025)
IAR
Indiana(5/17/2019)
RR
Indiana(9/5/2025)
RR
Kansas(9/5/2025)
RR
Kentucky(10/2/2025)
RR
Maine(10/2/2025)
RR
Minnesota(10/2/2025)
RR
Missouri(9/5/2025)
RR
New York(10/2/2025)
RR
Ohio(10/2/2025)
RR
Oregon(10/2/2025)
RR
Pennsylvania(10/2/2025)
RR
Tennessee(10/2/2025)
RR
Texas(10/2/2025)
IAR
Texas(10/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
