Amy Williams
Professional summary
Amy Williams, who also goes by Amy Kathryn Nunez, Amy Williams, Amy Nunez Williams, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in San Francisco, California.
Amy is registered as a RR (Registered Representative) and started their career in finance in 2013. Amy has worked at 3 firms and has passed the Series 63, Series 16, SIE, Series 87, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 101 California Street Ste 1700, San Francisco, CA 94111January 18, 2023 - January 30, 2026
JANNEY MONTGOMERY SCOTT LLC
October 17, 2013 - January 6, 2023
CAPITAL ONE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2026)
(7/16/2026)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| PITARRESI, JOHN CHARLES | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 2064758 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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