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Daniel Patrick Snicker

CRD# 6240018·Registered 2014 - 2020
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Patrick Snicker, who also goes by Daniel Snicker, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2014 - 2020. Daniel had worked at 12 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Snicker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

SAMMONS FINANCIAL NETWORK, LLC·CRD# 158538
BD
West Des Moines, IA
July 13, 2018 - October 2, 2020
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
W Des Moines, IA
May 4, 2016 - April 19, 2017
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
West Des Moines, IA
May 4, 2016 - November 9, 2016
INVESTORS CAPITAL CORP.·CRD# 30613
BD
West Des Moines, IA
May 4, 2016 - November 9, 2016
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
W Des Moines, IA
May 4, 2016 - April 19, 2017
GIRARD SECURITIES, INC.·CRD# 18697
BD
W Des Moines, IA
May 4, 2016 - April 19, 2017
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
W Des Moines, IA
May 4, 2016 - April 19, 2017
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
W Des Moines, IA
May 4, 2016 - April 19, 2017
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
W Des Moines, IA
May 4, 2016 - April 19, 2017
CETERA ADVISORS LLC·CRD# 10299
BD
W Des Moines, IA
May 4, 2016 - April 19, 2017
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
W Des Moines, IA
May 4, 2016 - April 19, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Fairfield, IA
June 2, 2015 - April 11, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Fairfield, IA
April 18, 2014 - April 11, 2016

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Current Firm

SF
SAMMONS FINANCIAL NETWORK, LLC

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538 / SEC#: 8-68905
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Mailing Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Phone Number

(855) 624-0180

Established

Delaware since 06/09/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SAMMONS FINANCIAL GROUP, INC.MANAGING MEMBER/ ELECTED MANAGER—
DYKHUIS, ARLEN GLENNFINOP PRINCIPAL5285074
LOWE, BILL LEOPRESIDENT2328135
SURETTE, STEPHANIE ANNCHIEF COMPLIANCE OFFICER5217627

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Feb 2016About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Apr 2014About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2015About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 2014About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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