Stephanie Ann Surette
Professional Summary
Stephanie Ann Surette, who also goes by Stephanie A. Surette, Stephanie Surette, is a registered financial advisor currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa. Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2007. Stephanie has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephanie A. Surette, Stephanie Surette
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PRINCIPAL SECURITIES, INC.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
SAMMONS FINANCIAL NETWORK, LLC
Contact Information
Main Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(855) 624-0180Established
Delaware since 06/09/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephanie Ann Surette's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
