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DB

Dustin Brandon

REGIONS SECURITIES
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 6239634
DB

Professional summary

Dustin Brandon, who also goes by Dustin F Brandon, Dustin Franklin Brandon, is a registered financial professional currently at REGIONS SECURITIES LLC located in Atlanta, Georgia.

Dustin is registered as a RR (Registered Representative) and started their career in finance in 2013. Dustin has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dustin F Brandon | Dustin Franklin Brandon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dustin Brandon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2026 - Present

REGIONS SECURITIES LLC

Office #1: 1180 W Peachtree Street Nw, Atlanta, GA 30309
BD
CRD#: 159475
Atlanta, GA
Past

June 11, 2025 - March 10, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
FLOWERY BRANCH, GA
Past

November 22, 2022 - January 23, 2025

MORGAN STANLEY

BD
CRD#: 149777
Alpharetta, GA
Past

November 17, 2021 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
SANDY, UT
Past

September 13, 2017 - December 8, 2021

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
SALT LAKE CITY, UT
Past

November 21, 2013 - July 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHANDLER, AZ
Past

September 23, 2013 - July 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHANDLER, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(5/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/20/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/6/2026
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/6/2017
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/9/2015
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/1/2015
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REGIONS SECURITIES LLC
REGIONS SECURITIES | REGIONS SECURITIES LLC

CRD#: 159475 / SEC#: , 8-68990

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309
Mailing Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309
Phone number
(404) 279-7400
Established
Delaware since 10/12/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RFC FINANCIAL SERVICES HOLDING LLCPARENT
AMIN, RITVIG NIPENDRACHAIRMAN OF THE BOARD & DIRECTOR2901218
GIARDINO, NEILCEO, PRESIDENT AND DIRECTOR2428962
HOLLOWAY, GLENN CHRISTOPHERFINOP, CFO, PFO, POO & DIRECTOR4566759
MAGGIORE, JILL WRIGHTCHIEF COMPLIANCE OFFICER & DIRECTOR1001068
MAXWELL, JASON MATTHEWCHIEF LEGAL OFFICER & DIRECTOR5997125

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGIONS SECURITIES LLC

CRD#: 159475Atlanta, GA 30309

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