Timothy Andrew Brockman
Professional Summary
Timothy Andrew Brockman, who also goes by Tim Andrew Brockman, Tim Brockman, is a registered financial advisor currently at STOCK PRO located in Bellingham, Washington. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Andrew Brockman, Tim Brockman
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BASTION FIDUCIARY
SOUND WEALTH LLC
EAGLE STRATEGIES LLC
OSAIC WEALTH, INC.
Videos & Posts
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SOUND WEALTH LLC
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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SOUND WEALTH LLC
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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SOUND WEALTH LLC
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Current Firm
BROCKMAN CAPITAL MANAGEMENT, LLC | STOCK PRO
Contact Information
Main Address
2219 Rimland Drive Suite 301, Bellingham, WA 98226-8759Phone Number
(360) 778-2340# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
105AUM (Assets Under Management)
$25,876,791Similar Advisors
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SOUND WEALTH LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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BASTION FIDUCIARY
SOUND WEALTH LLC
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State Registrations and Notice Filings
(11/2/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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SOUND WEALTH LLC
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Andrew Brockman's CRS (Customer Relationship Summary).
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BASTION FIDUCIARY
SOUND WEALTH LLC
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