Timothy A. Brockman

STOCK PRO

Bellingham, WA 98226-8759

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CRD#: 6238050

Professional summary

Timothy Andrew Brockman, who also goes by Tim Andrew Brockman, Tim Brockman, is a registered financial advisor currently at STOCK PRO located in Bellingham, Washington.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Andrew Brockman | Tim Brockman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 25% OWNER OF 'VB INVESTMENT GROUP LLC' OFFICE BUILDING REAL ESTATE PROPERTY IN BELLINGHAM WA. NON INVESTMENT RELATED. APPROXIMATELY 0% OF TIME SPENT. BUSINESS CONDUCTED FROM OFFICE ADDRESS OF RECORD. (2) INSTRUCTOR FOR "WHATCOM COMMUNITY COLLEGE" TEACHING BUSINESS COURSES SINCE 2012. NON-INVESTMENT RELATED. APPROXIMATLEY 10 HOURS A WEEK.BUSINESS CONDUCTED AT 237 W KELLOGG BELLINGHAM WA 98226 (3) VOLUNTEER FOR BELLINGHAM YATCH CLUB OFFERING VOLUNTEER EDUCATION ON FINANCIAL TOPICS SINCE 2016. NON-INVESTMENT RELATED. APPROXIMATELY 5% TIME SPENT. BUSINESS CONDUCTED AT 2675 HABOR LOOP BELLINGTON WA 98225.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Andrew Brockman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2016 - Present

STOCK PRO

Office #1: 2219 Rimland Drive Suite 301, Bellingham, WA 98226-8759

RIA

CRD#: 285362

Bellingham, WA

Past

July 27, 2016 - November 8, 2016

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Bellingham, WA

Past

July 27, 2016 - November 8, 2016

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Bellingham, WA

Past

December 17, 2013 - August 9, 2016

EDWARD JONES

RIA

CRD#: 250

BELLINGHAM, WA

Past

October 1, 2013 - August 9, 2016

EDWARD JONES

CRD#: 250

BELLINGHAM, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2013

General Securities Representative Examination

Current Firm

STOCK PRO

BROCKMAN CAPITAL MANAGEMENT, LLC | STOCK PRO

CRD#: 285362 / SEC#:

Washington

Registered Investment Advisory firm - (11/2/2016 Approved)

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Contact information

Main Address

2219 Rimland Drive Suite 301, Bellingham, WA 98226-8759

Mailing Address

Phone number

(360) 778-2340

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 33,559,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy A. Brockman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Andrew Brockman's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOCK PRO

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2013

SIE

Date: 11/8/2016

Series 7

Date: 10/1/2013

Current Firm

STOCK PRO

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STOCK PRO

TRUST BUT VERIFY

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