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RS

Roger Salazar

ARC GROUP SECURITIES LLC
Greenbrae, CA 94904
Some features on this profile are disabled
CRD#: 6237829
RS

Professional summary

Roger Salazar Jr, who also goes by Roger Salazar Jr, Roger Salazar, is a registered financial professional currently at ARC GROUP SECURITIES LLC located in Greenbrae, California.

Roger is registered as a RR (Registered Representative) and started their career in finance in 2013. Roger has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Roger Salazar Jr | Roger Salazar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Salazar Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2025 - Present

ARC GROUP SECURITIES LLC

Office #1: 380 Bretano Way, Greenbrae, CA 94904
BD
CRD#: 132026
Greenbrae, CA
Past

August 9, 2021 - February 23, 2023

LEERINK PARTNERS LLC

BD
CRD#: 39011
NEW YORK, NY
Past

January 8, 2020 - August 3, 2021

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 15, 2014 - December 24, 2019

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

September 5, 2013 - December 12, 2014

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/12/2026)
RR
Alaska
(2/18/2026)
RR
California
(9/26/2025)
RR
Colorado
(2/9/2026)
RR
Connecticut
(2/9/2026)
RR
Delaware
(2/12/2026)
RR
District of Columbia
(2/6/2026)
RR
Georgia
(2/12/2026)
RR
Idaho
(2/12/2026)
RR
Indiana
(2/12/2026)
RR
Iowa
(2/12/2026)
RR
Kansas
(2/12/2026)
RR
Kentucky
(2/11/2026)
RR
Louisiana
(2/12/2026)
RR
Maine
(2/12/2026)
RR
Maryland
(2/18/2026)
RR
Michigan
(8/27/2025)
RR
Minnesota
(2/6/2026)
RR
Mississippi
(2/11/2026)
RR
Montana
(2/11/2026)
RR
Nebraska
(2/11/2026)
RR
Nevada
(2/12/2026)
RR
New Hampshire
(2/17/2026)
RR
New Jersey
(2/6/2026)
RR
New Mexico
(2/12/2026)
RR
New York
(9/28/2025)
RR
North Carolina
(2/13/2026)
RR
Ohio
(2/12/2026)
RR
Oklahoma
(2/11/2026)
RR
Oregon
(2/13/2026)
RR
Pennsylvania
(2/10/2026)
RR
Rhode Island
(2/12/2026)
RR
South Carolina
(2/11/2026)
RR
South Dakota
(2/11/2026)
RR
Tennessee
(2/12/2026)
RR
Utah
(2/12/2026)
RR
Vermont
(2/12/2026)
RR
Virginia
(2/12/2026)
RR
Washington
(2/11/2026)
RR
West Virginia
(2/19/2026)
RR
Wisconsin
(2/12/2026)
RR
Wyoming
(2/12/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/25/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/7/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 12/30/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/4/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/18/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AG
ARC GROUP SECURITIES LLC
ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC

CRD#: 132026 / SEC#: , 8-66541

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
380 Bretano Way, Greenbrae, CA 94904
Mailing Address
380 Bretano Way, Greenbrae, CA 94904
Phone number
(212) 334-6365
Established
New York since 04/06/2004
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARC GROUP US HOLDINGS, LLCMEMBER
FLEISCHMAN, SAMUEL JAYCCO1860709
HANNA, IAN LEECEO7922113
MEGENITY, BRIAN MCDONALDFINOP2889637
RIEDEL, DAVIDPRESIDENT/COO2541129

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARC GROUP SECURITIES LLC

CRD#: 132026Greenbrae, CA 94904

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