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CRD#: 132026
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ARC GROUP SECURITIES LLC is located at 380 Bretano Way, Greenbrae, CA 94904 and was first established at San Francisco, New York in 04/06/2004. After operating for 22 years, ARC GROUP SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ARC GROUP SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. ARC GROUP SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ARC GROUP SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ARC GROUP SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ARC GROUP SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ARC GROUP SECURITIES LLC Comes From

Understanding the Statistics for ARC GROUP SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
380 Bretano Way, Greenbrae, CA 94904
Mailing Address
380 Bretano Way, Greenbrae, CA 94904
Firm Size
Small
Phone Number
(212) 334-6365
Established
New York since 04/06/2004
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ARC GROUP US HOLDINGS, LLCMEMBER
FLEISCHMAN, SAMUEL JAYCCO1860709
HANNA, IAN LEECEO7922113
MEGENITY, MELANIE PROCTORFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4465319
RIEDEL, DAVIDPRESIDENT/COO2541129

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Advisor's working at ARC GROUP SECURITIES LLC

KM

Kathryn Lauren Marhenke

Kathryn Marhenke, Katy Marhenke
RR
CRD#: 7927185
Location:
Greenbrae, CA 94904
Company:
ARC GROUP SECURITIES LLC
Disclosures:
Experience:
1 year
View Profile
SF

Samuel Jay Fleischman

Samuel J Fleischman, Samuel Fleischman, Sam Fleischman
RR
CRD#: 1860709
Location:
New York, NY 10022
Company:
D. BORAL CAPITAL
Disclosures:
Experience:
36 years
View Profile
MM

Melanie Proctor Megenity

Melanie Cher Proctor
RR
CRD#: 4465319
Location:
New York, NY 10007
Company:
1964 GLOBAL
Disclosures:
Experience:
24 years
View Profile
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