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Patrick John Norton

JONES LANG LASALLE SECURITIES
CHICAGO, IL
·CRD# 6237613·13 years experience

Professional Summary

Patrick John Norton, who also goes by Patrick Norton, is a registered financial advisor currently at JONES LANG LASALLE SECURITIES, LLC located in Chicago, Illinois. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2013. Patrick has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Norton

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

JONES LANG LASALLE SECURITIES, LLC·CRD# 120738
BD
1. 200 East Randolph Drive 44th Floor, Chicago, IL 606012. 330 Madison Avenue 6th Floor, New York, NY 10017
June 11, 2025 - Present
ASBURY CAPITAL LLC·CRD# 142174
BD
Chicago, IL
April 5, 2018 - July 21, 2025
MARATHON CAPITAL MARKETS, LLC·CRD# 103767
BD
Bannockburn, IL
October 18, 2013 - June 4, 2015

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Current Firm

JL
JONES LANG LASALLE SECURITIES, LLC

JLL ENERGY & INFRASTRUCTURE INVESTMENT BANKING | JONES LANG LASALLE SECURITIES, LLC | JLL SECURITIES | JLL REAL ESTATE INVESTMENT BANKING

CRD#: 120738 / SEC#: 8-65341
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 East Randolph Drive 44th Floor, Chicago, IL 60601

Mailing Address

200 East Randolph Drive 44th Floor, Chicago, IL 60601

Phone Number

(312) 404-7582

Established

Illinois since 04/23/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JONES LANG LASALLE AMERICAS, INC.DIRECT OWNER—
CASHDAN, DANIEL MICHAELPRESIDENT AND GENERAL SECURITIES PRINCIPAL1910672
DORFMAN, ESTEE CARLAPRINCIPAL FINANCIAL OFFICER2696529
DORFMAN, ESTEE CARLAFINANCIAL OPERATIONS PRINCIPAL2696529
DOWNING, JAMES ROTHCHIEF COMPLIANCE OFFICER5514806
DOWNING, JAMES ROTHPRINCIPAL OPERATIONS OFFICER5514806
JOSEPH, MICHAEL SCOTTMANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER4231268

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(10/31/2025)
RR
New York
(9/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Oct 2013About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick John Norton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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