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BP

Brian A. Park

SUTTER SECURITIES
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 6236207
BP

Professional summary

Brian Aram Park is a registered financial professional currently at SUTTER SECURITIES INCORPORATED located in Irvine, California and SUTTER SECURITIES CLEARING, LLC located in Irvine, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Aram Park's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2019 - Present

SUTTER SECURITIES INCORPORATED

Office #1: 6 Venture, Suite 395 Suite 395, Irvine, CA 92618
BD
CRD#: 30770
Irvine, CA
Current

June 10, 2024 - Present

SUTTER SECURITIES CLEARING, LLC

Office #1: 6 Venture Suite 395, Irvine, CA 92618
BD
CRD#: 134742
Irvine, CA
Past

October 11, 2017 - February 17, 2021

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

October 4, 2013 - November 21, 2019

SUTTER SECURITIES CLEARING, LLC

BD
CRD#: 134742
Irvine, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/25/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/29/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SUTTER SECURITIES CLEARING, LLC
ECA SECURITIES, LLC | SUTTER SECURITIES CLEARING, LLC | FLASHFUNDERS SECURITIES, LLC | FLASHFUNDERS | FLASH FUNDERS SECURITIES, LLC | FINTECH CLEARING, LLC

CRD#: 134742 / SEC#: , 8-66859

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
6 Venture Suite 395, Irvine, CA 92618
Mailing Address
6 Venture Suite 395, Irvine, CA 92618
Phone number
(949) 295-1580
Established
Delaware since 01/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SUTTER SECURITIES GROUP, INC.PARENT COMPANY
MCCLORY, DANIEL JOSEPHELECTED MANAGER1390780
BULL, ROBERT LEE IVCEO, CHIEF COMPLIANCE OFFICER, FINOP & CFO1521134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUTTER SECURITIES CLEARING, LLC

CRD#: 134742Irvine, CA 92618

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