Ronald J. Ciancimino

EMPIRE FINANCIAL MANAGEMENT COMPANY

New York, NY 10006

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CRD#: 6236122

Professional summary

Ronald John Ciancimino JR., who also goes by Ron John Ciancimino, R J Ciancimino Jr., is a registered financial advisor currently at EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC located in New York, New York and EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ronald has worked at 2 firms and has passed the Series 66, SIE, Series 57, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron John Ciancimino | R J Ciancimino Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald John Ciancimino JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2021 - Present

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Office #1: 29 Broadway 12th Floor, New York, NY 10006

RIA

CRD#: 146097

New York, NY

Current

August 13, 2013 - Present

EMPIRE ASSET MANAGEMENT COMPANY

Office #1: 29 Broadway 12 Floor, New York, NY 10006Office #2: 29 Broadway 12th Floor, New York, NY 10006

CRD#: 143007

New York, NY

Past

January 8, 2015 - December 7, 2015

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

RIA

CRD#: 146097

NEW YORK, NY

Past

July 22, 2014 - December 31, 2014

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

RIA

CRD#: 146097

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

CRD#: 146097 / SEC#: 801-106958

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

New Jersey

Registered Investment Advisory firm - (12/16/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/23/2013)

IAR

New York
(8/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 10/24/2016

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 8/13/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

CRD#: 146097 / SEC#: 801-106958

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

New Jersey

Registered Investment Advisory firm - (12/16/2015 Terminated)

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Contact information

Main Address

29 Broadway 12th Floor, New York, NY 10006

Mailing Address

Phone number

(212) 417-8247

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPIRE FINANCIAL MANAGEMENT COMPANY (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,040
AUM (Assets Under Management)	$ 688,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald J. Ciancimino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald John Ciancimino JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPIRE ASSET MANAGEMENT COMPANY

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Primary Firm SEC Registration

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2013

SIE

Date: 10/1/2018

Series 57

Date: 10/24/2016

Series 7

Date: 8/13/2013

Series 24

Date: 12/18/2024

FINRA

Current Firm

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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