AB
Aaron M. Bonck
CETERA INVESTMENT ADVISERS LLC
SEATTLE, WA 98115
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CRD#: 6234283
AB
Professional summary
Aaron Michael Bonck is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Seattle, Washington and CETERA WEALTH SERVICES, LLC located in Seattle, Washington.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Aaron has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TIME VALUE INVESTMENTS; Investment related; 9725 3rd Avenue NE, Ste 610, Seattle WA 98115; Brokerage; Institutional Investment Sales; Start Date: 10/2016; 180 hours per month with 140 of those hours per month occurring during trading hours; Bond Sales-specializing in providing brokerage and management services, which includes securities, to public entities. >> WASHINGTON FINANCE OFFICERS ASSOCIATION; Non-investment related; 2601 4th Ave Suite 800, Seattle WA 98121; Non-Profit; Committee Member; Start Date 10/2016; 1 hour per month with that 1 hour occurring during trading hours; The Association is for public finance professionals in the state of Washington. My duties consist of helping plan the educational sessions at the Association's annual conference.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael Bonck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9725 3rd Avenue Ne Suite 610, Seattle, WA 98115RIA
CRD#: 105644
SEATTLE, WA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9725 3rd Avenue Ne Suite 610, Seattle, WA 98115BD
CRD#: 13572
Seattle, WA
Past
August 31, 2017 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Seattle, WA
Past
October 10, 2013 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Seattle, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
California(2/20/2025)
RR
Idaho(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Oregon(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Washington(2/20/2025)
IAR
Washington(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
