Brooke A. Pitson

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CRD#: 6233871

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brooke Alena Pitson, who also goes by Brooke Alena Juniper, Brooke Juniper, Brooke Pitson, was a registered financial professional .

Brooke is a previously registered financial professional and started their career in finance in 2013. Brooke had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brooke Alena Juniper | Brooke Juniper | Brooke Pitson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Global Kids (New York, NY) Board Director. Global Kids Inc. (GK) is the premier nonprofit educational organization for global learning and youth development that works to ensure that youth from underserved areas have the knowledge skills experiences and values they need to succeed in school participate effectively in the democratic process and achieve leadership in their communities and in the world. 5 hours per month devoted to organization. (2) Rental Property (Australia); Landlord; Compensation earned; I receive passive rental income from an apartment that I own in Australia. The home was previously my primary residence before I moved to the US in 2011, I have rented it since 2011; Start Date: 2011; No time devoted to activity. 3) Park Slope Food Coop (Park Slope, NY); Cooperative member organization providing fresh food; Volunteer; 2 hours and 45 minutes once every four weeks; No compensation - volunteer work-shift 4)CFA Institute; Volunteer - Exam question reviewer

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 17, 2016 - March 5, 2024

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

New York, NY

Past

August 29, 2013 - March 5, 2024

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKROCK INVESTMENT MANAGEMENT, LLC

CRD#: 108928 / SEC#: 801-56972

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/13/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/8/2015

General Securities Principal Examination

Current Firm

BLACKROCK INVESTMENT MANAGEMENT, LLC

CRD#: 108928 / SEC#: 801-56972

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

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Contact information

Main Address

1 University Square Drive, Princeton, NJ 08540

Mailing Address

Phone number

(609) 282-2000

Established

Firm type

Fiscal year end

# of Employees

1,457

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACKROCK INVESTMENT MANAGEMENT, LLC - BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	48,659
AUM (Assets Under Management)	$ 508,159,772,327

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
10/24/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brooke A. Pitson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

Primary Firm SEC Registration

BLACKROCK INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2013

Series 24

Date: 6/8/2015

Current Firm

BLACKROCK INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLACKROCK INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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