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AC

Arjun Chatterji

BROOKFIELD SECURITIES
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 6233719
AC
Arjun ChatterjiBROOKFIELD SECURITIES

Professional summary

Arjun Chatterji is a registered financial professional currently at BROOKFIELD SECURITIES LLC located in New York, New York.

Arjun is registered as a RR (Registered Representative) and started their career in finance in 2013. Arjun has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arjun Chatterji's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2026 - Present

BROOKFIELD SECURITIES LLC

Office #1: 225 Liberty Street 8th Floor, New York, NY 10281
BD
CRD#: 327792
NEW YORK, NY
Past

January 23, 2015 - October 29, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 23, 2013 - December 19, 2014

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/19/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Status Unavailable
Passed: 8/23/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BROOKFIELD SECURITIES LLC
BROOKFIELD SECURITIES LLC

CRD#: 327792 / SEC#: , 8-71170

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
225 Liberty Street 8th Floor, New York, NY 10281
Mailing Address
225 Liberty Street 8th Floor, New York, NY 10281
Phone number
(212) 978-1737
Established
Delaware since 07/13/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BCS HOLDINGS I LPOWNER
BECK, RAFAELFINOP5718571
BEDORE, ELISABETHCHIEF COMPLIANCE OFFICER5311786
RUSSELL, RACHEL WANYINGPRESIDENT4820201

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKFIELD SECURITIES LLC

CRD#: 327792New York, NY 10281

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