MW
Michael P. Welbes
FRIDAY FINANCIAL
DUBUQUE, IA 52002
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CRD#: 6232888
MW
Michael Peter WelbesFRIDAY FINANCIAL
Professional summary
Michael Peter Welbes is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Partner and Accountant with Honkamp, P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with the firm since 09/1998. I work approximately 160 hours a month. I provide services typical of public accounting, which might include tax preparation and planning services, business consulting services, and bookkeeping services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2012. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (3) I am a Member-Owner of HKP Holdings, LLC., a real estate ownership entity. My participation is not securities-related or investment-related. The LLC. owns interests in the HK Payroll company. My start date is 05/2019. I devote 0 hours a month, primarily during non-securities trading hours. (4) I am a Board Member of Opening Doors, a not-for-profit organization located at 1561 Jackson St., Dubuque, IA 52001. I have participated in this activity since 01/2015. I attend periodic board meetings. I devote approximately 3-5 hours per month to this activity, mostly during non-securities trading hours. (5) I am the CEO of HP Investments of America, Inc. My participation is not securities-related or investment-related. The entity is the holding company for HK Payroll, LLC. My start date is 10/2023. I devote 25% of my time, primarily during non-securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Peter Welbes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2026 - Present
FRIDAY FINANCIAL
Office #1: 2345 Jfk Road, Dubuque, IA 52002RIA
CRD#: 329748
DUBUQUE, IA
Past
November 19, 2013 - July 7, 2026
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
DUBUQUE, IA
Past
August 16, 2013 - October 1, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DUBUQUE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
Registered Investment Advisory firm - (2/9/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/17/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
PR
Series 6
Passed: 8/16/2013
Investment Company Products/Variable Contracts Representative Examination
Current Firm
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
Registered Investment Advisory firm - (2/9/2024 Approved)Loading...
Contact information
Main Address
600 Star Brewery Drive Suite 400, Dubuque, IA 52001
Mailing Address
Phone number
(563) 552-7526
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 409,324,015 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
