Bradley S. Yochum

CNL EDUCATIONAL INSTITUTE

Orlando, FL 32801

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CRD#: 6232818

Professional summary

Bradley Scott Yochum, CFP® is a registered financial advisor currently at CNL EDUCATIONAL INSTITUTE, LLC located in Orlando, Florida and CNL SECURITIES CORP. located in Orlando, Florida.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Bradley has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CCO for CNL Educational Institute, LLC Is engaged as a sole proprietor of Fundamental Counsel, PLLC. A general legal services unrelated to his role at CNL Securities. 0 hours per month during business hours. Serves as Director for a non-investment related organization, Aboretum since May 2022 will devote zero hours during business hours and one hour per month in personal time. Mr. Yochum may perform various activities for entities owned or affiliated with CNL Financial Group. Hours and responsibilities may vary. CNL Securities is a wholly-owned subsidiary of CNL Financial Group.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Scott Yochum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 31, 2019 - Present

CNL EDUCATIONAL INSTITUTE, LLC

Office #1: 450 S. Orange Ave. Suite 1400, Orlando, FL 32801

RIA

CRD#: 175137

Orlando, FL

Current

August 1, 2018 - Present

CNL SECURITIES CORP.

Office #1: 450 South Orange Avenue, Orlando, FL 32801

CRD#: 10356

Orlando, FL

Past

January 5, 2016 - August 18, 2016

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CNL EDUCATIONAL INSTITUTE, LLC

CNL EDUCATIONAL INSTITUTE, LLC | CNL ENERGY FUND ADVISORS, LLC

CRD#: 175137 / SEC#: 801-81051

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/2/2018)

IAR

Florida
(7/31/2019)

Georgia
(3/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/13/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/2/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CNL EDUCATIONAL INSTITUTE, LLC

CNL EDUCATIONAL INSTITUTE, LLC | CNL ENERGY FUND ADVISORS, LLC

CRD#: 175137 / SEC#: 801-81051

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

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Contact information

Main Address

450 S. Orange Ave. Suite 1400, Orlando, FL 32801

Mailing Address

P.o. Box 4920, Orlando, FL 32902-4920

Phone number

(407) 540-2541

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley S. Yochum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Scott Yochum's CRS (Customer Relationship Summary).

Certified licenses

Experience

CNL SECURITIES CORP.

CNL SECURITIES CORP.

Primary Firm SEC Registration

CNL EDUCATIONAL INSTITUTE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/2023

Series 65

Date: 7/2/2019

SIE

Date: 10/1/2018

Series 7

Date: 1/5/2016

Series 24

Date: 9/27/2018

FINRA

Current Firm

CNL EDUCATIONAL INSTITUTE, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Red Flags

Company Information

CNL EDUCATIONAL INSTITUTE, LLC

TRUST BUT VERIFY

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