JN
John S. Nordan
CETERA INVESTMENT ADVISERS LLC
BATON ROUGE, LA 70809
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CRD#: 6232747
JN
Professional summary
John Sylvester Nordan III, who also goes by Trey S Nordan, John "trey" S Nordan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Baton Rouge, Louisiana and CETERA INVESTMENT SERVICES LLC located in Baton Rouge, Louisiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trey S Nordan | John "trey" S Nordan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MCARTHUR SANCHEZ ASSOCIATES INSURANCE AND FINANCIAL SERVICES POSITION: Associate NATURE: Finance and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/31/2022 ADDRESS: 8560 Jefferson Hwy, Suite B, Baton Rouge LA 70809, United States DESCRIPTION: Selling and Servicing Insurance and Investment Products OUTSIDE APPOINTMENTS FOR SERVICE AND RENEWALS POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2024 ADDRESS: 8560 Jefferson Highway, Suite B, Baton Rouge LA 70809, United States DESCRIPTION: Maintain appointments for the servicing of existing policies. GENERAL HEALTH INSURANCE POSITION: Agent NATURE: Finance and Insurance^ INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/19/2024 ADDRESS: 644 Peggy Street, Baton Rouge LA 70808, United States DESCRIPTION: Selling and servicing health insurance
CRS (Client Relationship Summary) - RIA
Click below to view John Sylvester Nordan III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7980 Jefferson Highway, Baton Rouge, LA 70809RIA
CRD#: 105644
BATON ROUGE, LA
Current
November 18, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 7980 Jefferson Highway, Baton Rouge, LA 70809BD
CRD#: 15340
Baton Rouge, LA
Past
December 13, 2021 - November 13, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Ridgeland, MS
Past
December 13, 2021 - November 13, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Ridgeland, MS
Past
March 12, 2014 - December 15, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Ridgeland, MS
Past
December 4, 2013 - December 15, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Ridgeland, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/22/2025)
RR
Arizona(6/6/2025)
RR
Louisiana(11/18/2024)
IAR
Louisiana(11/19/2024)
RR
Mississippi(11/18/2024)
RR
New York(6/12/2025)
RR
North Carolina(8/13/2025)
RR
Texas(6/30/2025)
IAR
Texas(6/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Baton Rouge, LA 70809TRUST BUT VERIFY
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