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CH

Christina A. Hoffmann

FRIDAY FINANCIAL
Dubuque, IA 52001
Some features on this profile are disabled
CRD#: 6232336
CH

Professional summary

Christina Ann Hoffmann, CFP®, who also goes by Christina A Hoffman, Christina A Hoffmann, is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.

Christina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Christina has worked at 3 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christina A Hoffman | Christina A Hoffmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina Ann Hoffmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 21, 2024 - Present

FRIDAY FINANCIAL

Office #1: 600 Star Brewery Drive Suite 400, Dubuque, IA 52001
RIA
CRD#: 329748
Dubuque, IA
Past

September 19, 2023 - January 2, 2024

CREATIVE PLANNING

RIA
CRD#: 105348
Bellevue, IA
Past

April 6, 2021 - September 15, 2023

AVANTAX PLANNING PARTNERS, INC.

RIA
CRD#: 106237
DUBUQUE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA
Registered Investment Advisory firm - (2/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(3/21/2024)

Exams

Current Firm

FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA
Registered Investment Advisory firm - (2/9/2024 Approved)
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Contact information

Main Address
600 Star Brewery Drive Suite 400, Dubuque, IA 52001
Mailing Address
Phone number
(563) 552-7526
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FRIDAY FINANCIAL FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts524
AUM (Assets Under Management)$ 210,503,367

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRIDAY FINANCIAL

CRD#: 329748Dubuque, IA 52001

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