AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
VM

Vincent L. Molinari

CONNAUGHT (U.S.) LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 6232195
VM

Professional summary

Vincent Louis Molinari is a registered financial professional currently at CONNAUGHT (U.S.) LLC located in New York, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 2013. Vincent has worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Louis Molinari's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 21, 2025 - Present

CONNAUGHT (U.S.) LLC

Office #1: 38 East 19th Street 8th Floor, New York, NY 10003
BD
CRD#: 300401
New York, NY
Past

September 10, 2021 - March 30, 2023

SIXPOINT PARTNERS LLC

BD
CRD#: 146067
NEW YORK, NY
Past

November 11, 2015 - August 16, 2021

MAN INVESTMENTS INC.

BD
CRD#: 15770
NEW YORK, NY
Past

October 11, 2013 - October 30, 2015

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

August 19, 2013 - October 30, 2015

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/21/2025)
RR
Alaska
(3/21/2025)
RR
Arizona
(3/21/2025)
RR
Arkansas
(3/21/2025)
RR
California
(3/21/2025)
RR
Colorado
(3/21/2025)
RR
Connecticut
(3/21/2025)
RR
Delaware
(3/21/2025)
RR
District of Columbia
(3/21/2025)
RR
Florida
(3/21/2025)
RR
Georgia
(3/21/2025)
RR
Hawaii
(3/21/2025)
RR
Idaho
(3/21/2025)
RR
Illinois
(3/21/2025)
RR
Indiana
(3/21/2025)
RR
Iowa
(3/21/2025)
RR
Kansas
(3/21/2025)
RR
Kentucky
(3/21/2025)
RR
Louisiana
(3/21/2025)
RR
Maine
(3/21/2025)
RR
Maryland
(3/21/2025)
RR
Massachusetts
(3/21/2025)
RR
Michigan
(3/21/2025)
RR
Minnesota
(3/21/2025)
RR
Mississippi
(3/21/2025)
RR
Missouri
(3/21/2025)
RR
Montana
(3/21/2025)
RR
Nebraska
(3/21/2025)
RR
Nevada
(3/21/2025)
RR
New Hampshire
(3/21/2025)
RR
New Jersey
(3/21/2025)
RR
New Mexico
(3/21/2025)
RR
New York
(1/21/2025)
RR
North Carolina
(3/21/2025)
RR
North Dakota
(3/21/2025)
RR
Ohio
(3/21/2025)
RR
Oklahoma
(3/21/2025)
RR
Oregon
(3/21/2025)
RR
Pennsylvania
(3/21/2025)
RR
Puerto Rico
(3/21/2025)
RR
Rhode Island
(3/21/2025)
RR
South Carolina
(3/21/2025)
RR
South Dakota
(3/21/2025)
RR
Tennessee
(3/21/2025)
RR
Texas
(3/21/2025)
RR
Utah
(3/21/2025)
RR
Vermont
(3/21/2025)
RR
Virginia
(3/21/2025)
RR
Washington
(3/21/2025)
RR
West Virginia
(3/21/2025)
RR
Wisconsin
(3/21/2025)
RR
Wyoming
(3/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/7/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/28/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

C(
CONNAUGHT (U.S.) LLC
CONNAUGHT (U.S.) LLC

CRD#: 300401 / SEC#: , 8-70323

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2 Soho Place, London, W1D 3BG
Mailing Address
2 Soho Place, London, W1D 3BG
Phone number
+44 20 7042 8097
Established
Delaware since 03/10/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONNAUGHT INTERNATIONAL LIMITEDMEMBER
CHUNG, MICHAELFINOP/POO/PFO5739877
HENRY, RAHIMA AKHTERCO-CEO5769017
HUELIN, JAMES RICHARDCO-CEO7391107
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNAUGHT (U.S.) LLC

CRD#: 300401New York, NY 10003

TRUST BUT VERIFY

Monitor Vincent Molinari

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics