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Anthony Eric Jennings

FORESIDE FUND SERVICES
Fort Lauderdale, FL
·CRD# 6232114·13 years experience

Professional Summary

Anthony Eric Jennings, who also goes by Anthony Eric Jennings Jr, Anthony Jennings, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Fort Lauderdale, Florida. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2013. Anthony has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Eric Jennings Jr, Anthony Jennings

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
350 East Las Olas Boulevard 18th Floor, Fort Lauderdale, FL 33301
December 8, 2023 - Present
ROYCE FUND SERVICES, LLC·CRD# 14470
BD
New York, NY
June 22, 2021 - November 6, 2023
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Nashville, TN
March 1, 2019 - June 11, 2021
BLACKROCK INVESTMENT MANAGEMENT, LLC·CRD# 108928
RIA
Princeton, NJ
July 15, 2015 - January 9, 2017
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
Princeton, NJ
July 15, 2015 - January 9, 2017
LORD, ABBETT & CO. LLC·CRD# 110391
RIA
Jersey City, NJ
September 17, 2013 - June 23, 2015
LORD ABBETT DISTRIBUTOR LLC·CRD# 530
BD
Jersey City, NJ
August 22, 2013 - June 23, 2015

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Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/8/2023)
RR
Hawaii
(1/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2019About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Sep 2013About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Eric Jennings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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AJ
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