Alexander B. Weinberger

WEINBERGER ASSET MANAGEMENT,

Los Angeles, CA

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CRD#: 6231846

Professional summary

Alexander Brian Weinberger, CFP® is a registered financial advisor currently at WEINBERGER ASSET MANAGEMENT, INC located in Los Angeles, California.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alexander has worked at 2 firms and has passed the Series 63 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Marriage Financial Solutions LLC;Partners;Investment related: No; Location:11661 San Vicente Blvd, Ste 820, Los Angeles CA 90049; Description of the business: Marriage Financial Solutions is a consulting firm that specializes in analyzing the financial implications of divorce and pre and postnuptial agreements; Responsibilities Duties: Work with individuals, couples, attorneys, mediators and divorce specialists to provide the necessary analysis surrounding a divorce settlement or pre or postnuptial agreement; Start date with business: 2015-01-07; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 8;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Brian Weinberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 25, 2017 - Present

WEINBERGER ASSET MANAGEMENT, INC

RIA

CRD#: 106176

Los Angeles, CA

Past

August 19, 2013 - August 15, 2014

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEINBERGER ASSET MANAGEMENT, INC

CRD#: 106176 / SEC#: 801-113165

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

California

Registered Investment Advisory firm - (6/9/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/25/2017)

IAR

Texas
(2/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/26/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79

Date: 8/19/2013

Investment Banking Registered Representative Examination

Current Firm

WEINBERGER ASSET MANAGEMENT, INC

CRD#: 106176 / SEC#: 801-113165

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

California

Registered Investment Advisory firm - (6/9/2018 Terminated)

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Contact information

Main Address

10866 Wilshire Blvd Ste 830, Los Angeles, CA 90024

Mailing Address

Phone number

(310) 442-8472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (5/1/2025)

Regulatory assets under management

Total Number of Accounts	566
AUM (Assets Under Management)	$ 443,858,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander B. Weinberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Brian Weinberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEINBERGER ASSET MANAGEMENT, INC

HOULIHAN LOKEY CAPITAL, INC.

Primary Firm SEC Registration

WEINBERGER ASSET MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/2013

Series 79

Date: 8/19/2013

Current Firm

WEINBERGER ASSET MANAGEMENT, INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEINBERGER ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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