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KT

Kristy L. Terenzio

LASALLE ST SECURITIES, L.L.C.
Bradenton, FL 34205
Some features on this profile are disabled
CRD#: 6231699
KT

Professional summary

Kristy Lynn Terenzio, who also goes by Kristy Lynn Davis, Kristy Terenzio, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Bradenton, Florida.

Kristy is registered as a RR (Registered Representative) and started their career in finance in 2013. Kristy has worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kristy Lynn Davis | Kristy Terenzio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE & HEALTH INSURANCE AGENT @ BOYD INSURANCE & INVESTMENTS. TITLE: ACCOUNT EXECUTIVE, FINANCIAL SERVICES & BENEFITS, START DATE 1/02/2014 HOURS: 20/WEEK; ADDRESS: 717 MANATEE AVE WEST, SUITE 300 BRADENTON, FL 34205; CO-AGENT WITH FATHER FOR AUNT Fiduciary Shield Financial Wellness Educator

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristy Lynn Terenzio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2014 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 717 Manatee Ave. W. Suite 300, Bradenton, FL 34205
BD
CRD#: 7191
Bradenton, FL
Past

April 20, 2020 - July 2, 2024

WILLIAMS WEALTH MANAGEMENT GROUP, INC.

RIA
CRD#: 147341
BRADENTON, FL
Past

June 23, 2014 - December 31, 2019

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA
CRD#: 109701
BRADENTON, FL
Past

December 5, 2013 - February 11, 2014

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
SARASOTA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/4/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/22/2013
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LASALLE ST SECURITIES, L.L.C.
LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Phone number
(630) 600-0500
Established
Delaware since 04/23/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

Disclosures

Regulatory Event15
Arbitration4
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191Bradenton, FL 34205

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