James L. Cote
STRATEGIC ADVISERS LLC | Financial Consultant
CHELMSFORD, MA
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CRD#: 6230303
Professional summary
James L Cote, CFP®, who also goes by James Lellis William Cote, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chelmsford, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. James has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I approach financial planning with a blue collar, dive in and get your hands dirty mind set. My father is an auto-body repairman and my mother ran a daycare business out of my childhood home. They both have taught me from a young age the importance of hard work, and to value more what is attained in life rather than what is given. I am different because my clients have come to know this about me and they are not only able to appreciate this, but truly trust how I partner with them.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Long-term Care
Retirement Planning
Investment Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
James Lellis William Cote
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James L Cote's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
Westfield State University
Bachelor of Arts (BA) - Economics & Business Management
2012
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: Two Contra Way, Merrimack, NH 03054RIA
CRD#: 104555
CHELMSFORD, MA
Current
June 2, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054BD
CRD#: 7784
Merrimack, NH
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MERRIMACK, NH
Past
August 11, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
October 14, 2013 - May 19, 2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2014)
RR
Alaska(6/2/2014)
RR
Arizona(6/2/2014)
RR
Arkansas(6/2/2014)
RR
California(6/2/2014)
RR
Colorado(6/2/2014)
RR
Connecticut(6/2/2014)
RR
Delaware(6/2/2014)
RR
District of Columbia(6/2/2014)
RR
Florida(6/2/2014)
RR
Georgia(6/2/2014)
RR
Hawaii(6/2/2014)
RR
Idaho(6/2/2014)
RR
Illinois(6/2/2014)
RR
Indiana(6/2/2014)
RR
Iowa(6/2/2014)
RR
Kansas(6/2/2014)
RR
Kentucky(6/2/2014)
RR
Louisiana(6/2/2014)
RR
Maine(6/2/2014)
RR
Maryland(6/2/2014)
RR
Massachusetts(6/2/2014)
IAR
Massachusetts(3/31/2025)
RR
Michigan(6/2/2014)
RR
Minnesota(6/2/2014)
RR
Mississippi(6/2/2014)
RR
Missouri(6/2/2014)
RR
Montana(6/2/2014)
RR
Nebraska(6/2/2014)
RR
Nevada(6/2/2014)
RR
New Hampshire(6/2/2014)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(6/2/2014)
RR
New Mexico(6/2/2014)
RR
New York(6/2/2014)
RR
North Carolina(6/2/2014)
RR
North Dakota(1/5/2016)
RR
Ohio(6/3/2014)
RR
Oklahoma(6/2/2014)
RR
Oregon(6/2/2014)
RR
Pennsylvania(6/2/2014)
RR
Puerto Rico(1/5/2016)
RR
Rhode Island(6/2/2014)
RR
South Carolina(6/2/2014)
RR
South Dakota(1/5/2016)
RR
Tennessee(1/5/2016)
RR
Texas(6/2/2014)
IAR
Texas(3/31/2025)
RR
Utah(6/2/2014)
RR
Vermont(6/2/2014)
RR
Virgin Islands(1/5/2016)
RR
Virginia(6/2/2014)
RR
Washington(6/2/2014)
RR
West Virginia(6/2/2014)
RR
Wisconsin(6/2/2014)
RR
Wyoming(6/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Chelmsford, MATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
