PB
Paul B. Beran
ARBOR FINANCIAL SERVICES
Downers Grove, IL 60515
Some features on this profile are disabled
CRD#: 6230066
PB
Professional summary
Paul B Beran, who also goes by Paul Beran, is a registered financial advisor currently at ARBOR FINANCIAL SERVICES, LLC located in Downers Grove, Illinois.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Paul has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Beran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul B Beran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2013 - Present
ARBOR FINANCIAL SERVICES, LLC
Office #1: 2001 Butterfield Road Suite 500, Downers Grove, IL 60515RIA
CRD#: 150713
Downers Grove, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARBOR FINANCIAL SERVICES, LLC
AMERICAN NATIONAL INVESTMENT ADVISORS, LLC | ARBOR FINANCIAL SERVICES, LLC
CRD#: 150713 / SEC#: 801-121507
RIA
Registered Investment Advisory firm - (6/14/2021 Approved)Arkansas
Registered Investment Advisory firm - (10/19/2015 Terminated)Colorado
Registered Investment Advisory firm - (8/16/2021 Terminated)Florida
Registered Investment Advisory firm - (8/13/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/14/2021 Terminated)Indiana
Registered Investment Advisory firm - (8/13/2021 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (10/21/2015 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (7/24/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/23/2013)
Current Firm
AF
ARBOR FINANCIAL SERVICES, LLC
AMERICAN NATIONAL INVESTMENT ADVISORS, LLC | ARBOR FINANCIAL SERVICES, LLC
CRD#: 150713 / SEC#: 801-121507
RIA
Registered Investment Advisory firm - (6/14/2021 Approved)Arkansas
Registered Investment Advisory firm - (10/19/2015 Terminated)Colorado
Registered Investment Advisory firm - (8/16/2021 Terminated)Florida
Registered Investment Advisory firm - (8/13/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/14/2021 Terminated)Indiana
Registered Investment Advisory firm - (8/13/2021 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (10/21/2015 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (7/24/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2001 Butterfield Road Suite 500, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 701-9080
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 113,405,818 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
