Manuel P. Troncoso Acebal

GAMMA ASSET MANAGEMENT LLC

San Juan, PR 00901-1969

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CRD#: 6230010

Professional summary

Manuel Pelayo Troncoso Acebal, who also goes by Manuel Delayo Troncoso, Manuel Pelayo Troncoso, Manuel Pelayo Troncoso Acebal, is a registered financial advisor currently at GAMMA ASSET MANAGEMENT LLC located in San Juan, and GAMMA SECURITIES, LLC located in San Juan, .

Manuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Manuel has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Manuel Delayo Troncoso | Manuel Pelayo Troncoso | Manuel Pelayo Troncoso Acebal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Mr. Troncoso is the CEO for Gamma Asset Management and Gamma International Bank, Inc. Mr. Troncoso dedicates 20 hours per week to these roles. (2) Mr. Troncoso is a board member for two private companies, Parallax Valores S.A. and Urbanvolt Solution, S.R.L, both domiciled in the Dominican Republic. Board meets quarterly and usually for approximately 1 or 2 hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Pelayo Troncoso Acebal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2021 - Present

GAMMA ASSET MANAGEMENT LLC

Office #1: Edificio Ochoa 500 Calle De La Tanca Suite 305, San Juan, PR 00901-1969

RIA

CRD#: 300050

San Juan, PR

Current

January 28, 2022 - Present

GAMMA SECURITIES, LLC

Office #1: 500 Calle De La Tanca Ochoa Building, San Juan, PR 00901

CRD#: 298341

San Juan, PR

Past

October 31, 2014 - July 6, 2016

CREAND MANAGEMENT

RIA

CRD#: 154894

MIAMI, FL

Past

October 8, 2014 - July 6, 2016

CREAND SECURITIES

CRD#: 38964

MIAMI, FL

Past

March 12, 2014 - July 30, 2014

CREAND MANAGEMENT

RIA

CRD#: 154894

MIAMI, FL

Past

October 24, 2013 - July 30, 2014

CREAND SECURITIES

CRD#: 38964

MIAMI, FL

Past

August 30, 2013 - October 25, 2013

STATETRUST INVESTMENTS INC.

CRD#: 104651

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAMMA ASSET MANAGEMENT LLC

GAMMA ASSET MANAGEMENT LLC | GAMMA WEALTH MANAGEMENT, INC.

CRD#: 300050 / SEC#: 801-129754

RIA

Registered Investment Advisory firm - (3/27/2024 Approved)

Puerto Rico

Registered Investment Advisory firm - (3/27/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/17/2023)

IAR

Puerto Rico
(2/5/2021)

Puerto Rico
(2/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/4/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/2/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 11/3/2014

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/30/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GAMMA ASSET MANAGEMENT LLC

GAMMA ASSET MANAGEMENT LLC | GAMMA WEALTH MANAGEMENT, INC.

CRD#: 300050 / SEC#: 801-129754

RIA

Registered Investment Advisory firm - (3/27/2024 Approved)

Puerto Rico

Registered Investment Advisory firm - (3/27/2024 Terminated)

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Contact information

Main Address

Edificio Ochoa 500 Calle De La Tanca Suite 305, San Juan, PR 00901-1969

Mailing Address

Phone number

(787) 957-3260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GAMMA ASSET MANAGEMENT, LLC. BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 269,236,959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Manuel P. Troncoso Acebal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Pelayo Troncoso Acebal's CRS (Customer Relationship Summary).

Certified licenses

Experience

GAMMA SECURITIES, LLC

CREAND MANAGEMENT

CREAND SECURITIES

CREAND MANAGEMENT

CREAND SECURITIES

STATETRUST INVESTMENTS INC.

Primary Firm SEC Registration

GAMMA ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2021

Series 7TO

Date: 2/4/2021

SIE

Date: 12/2/2020

Series 87

Date: 11/3/2014

Series 7

Date: 8/30/2013

Series 24

Date: 7/19/2021

FINRA

Current Firm

GAMMA ASSET MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAMMA ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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