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JO

Joshua M. Offit

NC SECURITIES
Easton, MD 21601
Some features on this profile are disabled
CRD#: 6229559
JO

Professional summary

Joshua Michael Offit, who also goes by Joshua Offit, is a registered financial professional currently at NC SECURITIES, LLC located in Easton, Maryland.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2013. Joshua has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joshua Offit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Michael Offit's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2020 - Present

NC SECURITIES, LLC

Office #1: 101 Marlboro Avenue Suite 53, Easton, MD 21601
BD
CRD#: 141074
Easton, MD
Past

August 19, 2013 - May 30, 2018

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(4/23/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 10/14/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NC SECURITIES, LLC
NC SECURITIES, LLC

CRD#: 141074 / SEC#: , 8-67360

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
101 Marlboro Avenue Suite 53, Easton, MD 21601
Mailing Address
101 Marlboro Avenue Suite 53, Easton, MD 21601
Phone number
(240) 988-1296
Established
Delaware since 09/28/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL CAPITAL COMPANIES, LLCMEMBER
ALBERTINI, WENDY ANNEFINOP, PRINCIPAL5171062
WOMER, DARREN SCOTTPRESIDENT, CEO, CCO, EXECUTICE REP2618788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NC SECURITIES, LLC

CRD#: 141074Easton, MD 21601

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