Richard R. Pratt

PRAIRIE CAPITAL MANAGEMENT GROUP

Kansas City, MO 64112

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CRD#: 6228053

Professional summary

Richard Riley Pratt, who also goes by Riley Pratt, is a registered financial advisor currently at PRAIRIE CAPITAL MANAGEMENT GROUP, LLC located in Kansas City, Missouri.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Riley Pratt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Riley Pratt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2021 - Present

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

Office #1: 4900 Main Street Suite 700, Kansas City, MO 64112

RIA

CRD#: 311623

Kansas City, MO

Past

March 11, 2019 - April 1, 2021

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

OAKBROOK TERRACE, IL

Past

March 11, 2019 - April 1, 2021

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

OAKBROOK TERRACE, IL

Past

September 26, 2013 - February 13, 2019

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

August 28, 2013 - February 13, 2019

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

ACQUISITION OPCO, LLC | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

CRD#: 311623 / SEC#: 801-119958

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/30/2023)

IAR

Missouri
(4/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/16/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/27/2013

General Securities Representative Examination

Current Firm

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

ACQUISITION OPCO, LLC | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

CRD#: 311623 / SEC#: 801-119958

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

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Contact information

Main Address

4900 Main Street Suite 700, Kansas City, MO 64112

Mailing Address

Phone number

(860) 596-8126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC PART 2A BROCHURE 12 9 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,765
AUM (Assets Under Management)	$ 6,681,946,056

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard R. Pratt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Riley Pratt's CRS (Customer Relationship Summary).

Certified licenses

Experience

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2013

SIE

Date: 10/1/2018

Series 3

Date: 11/16/2015

Series 7

Date: 8/27/2013

Current Firm

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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