PR
Peggy L. Romero
TRUST ADVISORY GROUP LTD
Arlington, MA
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CRD#: 6227087
PR
Professional summary
Peggy Lynn Romero, who also goes by Peggy Lynn Beer, is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Arlington, Massachusetts and STONEX SECURITIES INC. located in Arlington, Massachusetts.
Peggy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Peggy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peggy Lynn Beer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Primary Wealth Care Providers, LLC; Investment related; 71 Hibbert Street, Arlington, MA 02476; I act as a financial advisor, working through my broker-dealer; Owner/manager of LLC; 04/01/2016; 200 hrs/month, 20-25 hrs/month during trading hours; retirement planning, investment strategy & advice, annuity sales 2) Fixed Insurance Sales - 71 Hibbert St, Arlington, MA 02476 Nature of Business: Sale of fixed insurance products Investment Related: Yes Business Position: Independent Insurance Agent Business Duties: The sale of fixed insurance products. Business Start Date: 6/30/2025 Approximately 5 hours spent on this OBA monthly with 5 during market hours
CRS (Client Relationship Summary) - RIA
Click below to view Peggy Lynn Romero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2016 - Present
TRUST ADVISORY GROUP LTD
RIA
CRD#: 106926
Arlington, MA
Current
October 9, 2024 - Present
STONEX SECURITIES INC.
BD
CRD#: 18456
Arlington, MA
Past
April 1, 2016 - September 24, 2024
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
Arlington, MA
Past
February 12, 2015 - April 7, 2016
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
NEEDHAM, MA
Past
August 12, 2014 - April 7, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2025)
RR
California(1/2/2025)
RR
Colorado(3/4/2025)
RR
Connecticut(10/9/2024)
RR
District of Columbia(1/2/2025)
RR
Florida(10/9/2024)
RR
Indiana(10/9/2024)
IAR
Massachusetts(4/12/2016)
RR
Massachusetts(10/9/2024)
RR
New Hampshire(10/9/2024)
RR
Pennsylvania(2/26/2025)
RR
South Carolina(10/9/2024)
RR
Tennessee(10/9/2024)
RR
Vermont(10/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
