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Nicholas R. Knapton
BOZEMAN, L.L.C.
Spokane, WA 99201
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CRD#: 6226955
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Professional summary
Nicholas Ross Knapton, who also goes by Nick Ross Knapton, is a registered financial advisor currently at BOZEMAN, L.L.C. located in Spokane, Washington.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Ross Knapton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF BUSINESS: NICHOLAS ROSS KNAPTON, P.C. INVESTMENT-RELATED: NO ADDRESS:221 N. WALL STREET, SUITE 621, SPOKANE, WA 99201 NATURE: LAW FIRM POSITION: ATTORNEY AT LAW / PRINCIPAL START DATE: 10/2009 DUTIES: LEGAL SERVICES MR. KNAPTON SPENDS 20-50% OF HIS TIME ON THESE OTHER ACTIVITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Ross Knapton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2013 - Present
BOZEMAN, L.L.C.
Office #1: 530 W Main Ave Suite 321, Spokane, WA 99201RIA
CRD#: 164813
Spokane, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/30/2025)
IAR
Washington(11/5/2013)
Exams
Current Firm
BL
BOZEMAN, L.L.C.
BOZEMAN, L.L.C. | N.R. KNAPTON INVESTMENT COMPANY | KNAPTON, NICHOLAS ROSS
CRD#: 164813 / SEC#: 802-78367
Texas
Registered Investment Advisory firm - (6/26/2025 Conditional Restricted)Washington
Registered Investment Advisory firm - (11/5/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
530 W Main Ave Suite 321, Spokane, WA 99201
Mailing Address
P.o. Box 519, Spokane, WA 99210
Phone number
(509) 838-3338
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 3,599,070 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/15/2013 |
| Washington | ERA - Withdrawn | 9/11/2013 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOZEMAN, L.L.C.
CRD#: 164813Spokane, WA 99201TRUST BUT VERIFY
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