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Derek W Hughes

Derek W. Hughes

HUGHES & COMPANY INVESTMENT ADVISORY
Marietta, GA
Some features on this profile are disabled
CRD#: 6226617
Derek W Hughes

Professional summary

Derek W Hughes, CFP®, who also goes by Derek Hughes, is a registered financial advisor currently at HUGHES & COMPANY INVESTMENT ADVISORY, LLC located in Marietta, Georgia.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Derek has worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Derek Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GEORGIA TRANSMISSION, CORP. - NON INVESTMENT RELATED. 2100 EAST EXCHANGE PL, TUCKER, GA 30084. NATURE OF BUSINESS: ENGINEERING. 0% OWNER, POSITION: SUPERVISOR. STARTED 07/2018. 320 HRS/MONTH, 320 HRS/MONTH DURING TRADING HOURS. DUTIES: SUPERVISOR OF SUBSTATION ENGINEERING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek W Hughes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

April 26, 2024 - Present

HUGHES & COMPANY INVESTMENT ADVISORY, LLC

RIA
CRD#: 173614
Marietta, GA
Past

October 31, 2014 - December 31, 2023

HUGHES & COMPANY INVESTMENT ADVISORY, LLC

RIA
CRD#: 173614
MARIETTA, GA
Past

April 15, 2014 - September 15, 2014

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

September 3, 2013 - October 31, 2013

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(4/26/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/20/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2013
General Securities Representative Examination

Current Firm

H&
HUGHES & COMPANY INVESTMENT ADVISORY, LLC
HUGHES & COMPANY INVESTMENT ADVISORY, LLC | HUGHES, DEREK WILLIAM DONALD

CRD#: 173614 / SEC#:

Georgia
Registered Investment Advisory firm - (4/26/2024 Approved)
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Contact information

Main Address
Marietta, GA
Mailing Address
Phone number
+1 (770) 842-7670
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts8
AUM (Assets Under Management)$ 1,397,977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUGHES & COMPANY INVESTMENT ADVISORY, LLC

CRD#: 173614Marietta, GA

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