JH
Joseph R. Hassen
LEXAURUM ADVISORS
Canton, OH 44714
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CRD#: 6226616
JH
Professional summary
Joseph Richard Hassen, who also goes by Joe Hassen, is a registered financial advisor currently at LEXAURUM ADVISORS located in Canton, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joseph has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Hassen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hassen Financial LLC- A LLC I use for tax purposes. Not investment-related 3463 Briton Circle NW Canton, OH 44708. Owner. I am the only employee. Start 05/01/2017. Life/LTC/FIA sales. Directly appointed with Insurance companies for purposes of selling Life/LTC/FIA. 10 hours/month. 2) North Canton Little League; PO Box 2711 North Canton, Ohio, 44720; Not securities related; Vice President-help to schedule games, run the fields and tournaments; started 09/01/2018, 2 hours per month, not during trading hours. 3) Rotary club of Plain Township: PO Box 8382, Canton, Ohio 44711; Not securities related; started 7/1/2019; President - preside over club, run meetings once per week. 4) JR Hassen Wealth Management; Securities related; 1353 Market Ave. North, Canton, OH 44714; DBA; Owner; Started 10/01/2019; 160 hours per month, 140 during trading; DBA for marketing insurance, securities, and advisory business. 5) Self-employed contract work; Not investment related; Fischer, Evan & Robbins, 3521 Whipple Ave. N.W. Canton, OH 44718; Consulting Expert; Started 8/27/2024; 10 hours per month, none during trading hours; Review policy documents, document and provide insight on pending litigation regarding UL policy.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Richard Hassen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2019 - Present
LEXAURUM ADVISORS
Office #1: 1353 Market Ave. N, Canton, OH 44714RIA
CRD#: 283653
Canton, OH
Past
October 1, 2019 - June 30, 2022
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
North Canton, OH
Past
January 28, 2016 - October 9, 2019
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
N CANTON, OH
Past
June 24, 2015 - October 9, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
N CANTON, OH
Past
May 18, 2015 - June 4, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 18, 2013 - June 17, 2014
EDWARD JONES
RIA
CRD#: 250
NORTH CANTON, OH
Past
September 4, 2013 - June 17, 2014
EDWARD JONES
BD
CRD#: 250
NORTH CANTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
Registered Investment Advisory firm - (5/10/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(10/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
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Contact information
Main Address
16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085
Mailing Address
Phone number
(913) 261-9316
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,641 |
| AUM (Assets Under Management) | $ 1,006,435,215 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEXAURUM ADVISORS
CRD#: 283653Canton, OH 44714TRUST BUT VERIFY
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