David J. Wilson
EAGLE STRATEGIES LLC
WALTHAM, MA 02451
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CRD#: 6226245
Professional summary
David Jon Wilson, CFP®, who also goes by David J Wilson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Waltham, Massachusetts and NYLIFE SECURITIES LLC located in Waltham, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David J Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[SAINT KATHRYN'S PARISH; MEMBER OF THE FINANCE COMMITTEE; 6 DRACUT ROAD, HUDSON, NH 03051; START DATE 01/2015; ROLE/TITLE: VOLUNTEER; NOT INVESTMENT RELATED; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [NFTs/Digital Art; non-fungible tokens, linked to the cryptocurrency blockchain; No address; Start Date 01/2022; Role/Title: Investor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive investor] [TrendsxWilson; retail clothing and accessories which are designed and uploaded using Etsy as the "storefront"; 10 Blossom Street, Tyngsboro, MA 01879; Start Date 11/2023; Role/Title: Owner; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; create the designs and upload them to Etsy]
CRS (Client Relationship Summary) - RIA
Click below to view David Jon Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
March 9, 2015 - Present
EAGLE STRATEGIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451RIA
CRD#: 110826
WALTHAM, MA
Current
May 21, 2014 - Present
NYLIFE SECURITIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451BD
CRD#: 5167
Waltham, MA
Past
September 26, 2013 - April 9, 2014
MORGAN STANLEY
RIA
CRD#: 149777
WALTHAM, MA
Past
August 27, 2013 - April 9, 2014
MORGAN STANLEY
BD
CRD#: 149777
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/4/2023)
RR
Colorado(7/22/2022)
RR
Connecticut(3/31/2016)
RR
District of Columbia(5/13/2024)
RR
Georgia(1/30/2020)
RR
Kansas(8/19/2022)
RR
Maine(1/30/2020)
RR
Massachusetts(5/21/2014)
IAR
Massachusetts(3/9/2015)
RR
New Hampshire(11/6/2015)
RR
New Jersey(1/30/2020)
RR
New York(1/30/2020)
RR
Rhode Island(1/11/2018)
RR
Texas(2/19/2020)
RR
Virginia(5/4/2021)
RR
Washington(1/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Waltham, MA 02451TRUST BUT VERIFY
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