JH
Jialin Huang
MOOMOO FINANCIAL
Dallas, TX 75251
Some features on this profile are disabled
CRD#: 6226000
JH
Professional summary
Jialin Huang, who also goes by VIncent Huang, is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Dallas, Texas.
Jialin is registered as a RR (Registered Representative) and started their career in finance in 2013. Jialin has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vincent Huang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jialin Huang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2020 - Present
MOOMOO FINANCIAL INC.
Office #1: 12750 Merit Drive Suite 450, Dallas, TX 75251BD
CRD#: 283078
Dallas, TX
Past
November 2, 2021 - February 8, 2024
FUTU WEALTH ADVISORS, INC.
RIA
CRD#: 310790
PALO ALTO, CA
Past
May 7, 2018 - October 1, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
Fremont, CA
Past
May 7, 2018 - October 1, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK CITY, NY
Past
October 28, 2016 - April 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN FRANCISCO, CA
Past
October 19, 2016 - April 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN FRANCISCO, CA
Past
October 10, 2014 - October 19, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN FRANCISCO, CA
Past
September 16, 2013 - January 17, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
IRVINE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/28/2022)
RR
Alaska(10/28/2022)
RR
Arizona(10/28/2022)
RR
Arkansas(10/28/2022)
RR
California(9/28/2020)
RR
Colorado(10/28/2022)
RR
Connecticut(10/28/2022)
RR
Delaware(10/28/2022)
RR
District of Columbia(10/28/2022)
RR
Florida(10/28/2022)
RR
Georgia(10/28/2022)
RR
Hawaii(10/28/2022)
RR
Idaho(10/28/2022)
RR
Illinois(10/28/2022)
RR
Indiana(10/28/2022)
RR
Iowa(10/28/2022)
RR
Kansas(10/28/2022)
RR
Kentucky(10/28/2022)
RR
Louisiana(10/28/2022)
RR
Maine(10/28/2022)
RR
Maryland(10/28/2022)
RR
Massachusetts(10/28/2022)
RR
Michigan(10/28/2022)
RR
Minnesota(10/28/2022)
RR
Mississippi(10/28/2022)
RR
Missouri(10/28/2022)
RR
Montana(10/28/2022)
RR
Nebraska(10/28/2022)
RR
Nevada(10/28/2022)
RR
New Hampshire(10/28/2022)
RR
New Jersey(10/28/2022)
RR
New Mexico(10/28/2022)
RR
New York(10/28/2022)
RR
North Carolina(10/28/2022)
RR
North Dakota(10/28/2022)
RR
Ohio(10/28/2022)
RR
Oklahoma(10/28/2022)
RR
Oregon(10/28/2022)
RR
Pennsylvania(10/28/2022)
RR
Puerto Rico(10/28/2022)
RR
Rhode Island(10/28/2022)
RR
South Carolina(10/28/2022)
RR
South Dakota(10/28/2022)
RR
Tennessee(10/28/2022)
RR
Texas(10/28/2022)
RR
Utah(10/28/2022)
RR
Vermont(10/28/2022)
RR
Virgin Islands(10/28/2022)
RR
Virginia(10/28/2022)
RR
Washington(10/28/2022)
RR
West Virginia(10/28/2022)
RR
Wisconsin(10/28/2022)
RR
Wyoming(10/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 8/26/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MOOMOO FINANCIAL INC.
FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC
CRD#: 283078 / SEC#: , 8-69739
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
Mailing Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
Phone number
(650) 798-5700
Established
Delaware since 12/17/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOOMOO FINANCIAL INC.
CRD#: 283078Dallas, TX 75251TRUST BUT VERIFY
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