James A. Egerstrom

CONFIDENCE WEALTH MANAGEMENT

Torrance, CA 90503

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CRD#: 6225590

Professional summary

James Anderson Egerstrom, CFP®, who also goes by Anderson Egerstrom, Andy Egerstrom, James A Egerstrom, James Egerstrom, is a registered financial advisor currently at CONFIDENCE WEALTH MANAGEMENT, INC. located in Torrance, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anderson Egerstrom | Andy Egerstrom | James A Egerstrom | James Egerstrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Anderson Egerstrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 5, 2020 - Present

CONFIDENCE WEALTH MANAGEMENT, INC.

Office #1: 21250 Hawthorne Blvd Suite 550, Torrance, CA 90503

RIA

CRD#: 127383

Torrance, CA

Past

August 29, 2018 - June 25, 2019

TARBOX FAMILY OFFICE, INC.

RIA

CRD#: 106079

NEWPORT BEACH, CA

Past

October 28, 2014 - June 1, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

THOUSAND OAKS, CA

Past

October 28, 2014 - June 1, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

THOUSAND OAKS, CA

Past

September 9, 2014 - June 1, 2018

TD AMERITRADE, INC.

CRD#: 7870

THOUSAND OAKS, CA

Past

August 10, 2013 - June 10, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONFIDENCE WEALTH MANAGEMENT, INC.

CRD#: 127383 / SEC#: 801-122368

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

California

Registered Investment Advisory firm - (1/16/2022 Terminated)

Nevada

Registered Investment Advisory firm - (1/17/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/5/2020)

IAR

Nevada
(1/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/21/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/9/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONFIDENCE WEALTH MANAGEMENT, INC.

CRD#: 127383 / SEC#: 801-122368

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

California

Registered Investment Advisory firm - (1/16/2022 Terminated)

Nevada

Registered Investment Advisory firm - (1/17/2022 Terminated)

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Contact information

Main Address

10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024

Mailing Address

Phone number

(310) 824-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

04 2025 CWM FORM ADV PART 2A FINAL (4/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 344,241,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Egerstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Anderson Egerstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

TARBOX FAMILY OFFICE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

CONFIDENCE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2014

Series 63

Date: 8/21/2013

SIE

Date: 6/1/2018

Series 7

Date: 9/9/2014

Series 6

Date: 8/9/2013

Current Firm

CONFIDENCE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONFIDENCE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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