Zachary A. Barton

BARTON FINANCIAL GROUP LLC

Kyle, TX 78640

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CRD#: 6225400

Professional summary

Zachary A Barton, CFP®, who also goes by Zachary Alexander Slovak Barton, is a registered financial advisor currently at BARTON FINANCIAL GROUP LLC located in Kyle, Texas.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Zachary has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zachary Alexander Slovak Barton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zachary Barton is currently employed as the Co-Owner at Word Place Properties. This activity accounts for approximately 5% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary A Barton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

May 30, 2023 - Present

BARTON FINANCIAL GROUP LLC

Office #1: 107 S. Main Street Unit A, Kyle, TX 78640

RIA

CRD#: 325215

Kyle, TX

Past

March 10, 2017 - May 31, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

Kyle, TX

Past

September 3, 2013 - May 31, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

KYLE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BARTON FINANCIAL GROUP LLC

CRD#: 325215 / SEC#:

Texas

Registered Investment Advisory firm - (5/30/2023 Approved)

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Contact information

Main Address

107 S. Main Street Unit A, Kyle, TX 78640

Mailing Address

Phone number

(512) 686-7589

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 22,773,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary A. Barton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary A Barton's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARTON FINANCIAL GROUP LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2017

Series 63

Date: 12/16/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/27/2015

Series 6

Date: 9/3/2013

Current Firm

BARTON FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARTON FINANCIAL GROUP LLC

TRUST BUT VERIFY

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