ZD
Zachary S. Dennis
LINCOLN DOUGLAS INVESTMENTS
Mt. Vernon, OH 43050
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CRD#: 6224793
ZD
Professional summary
Zachary Stephen Dennis is a registered financial advisor currently at LINCOLN DOUGLAS INVESTMENTS, LLC located in Mt. Vernon, Ohio.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Zachary has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Driver for Lyft, a ride sharing company. approx 40 hours per month, 0 hours during securities trading hours. Fixed Insurance, Property & Casualty - Madison Collins Stevens Insurance, Mt Vernon OH approx 40 hours per month, 20 hours during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Stephen Dennis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachary Stephen Dennis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2020 - Present
LINCOLN DOUGLAS INVESTMENTS, LLC
Office #1: 1051 Newark Rd, Mt. Vernon, OH 43050RIA
BD
CRD#: 155578
Mt. Vernon, OH
Current
April 11, 2015 - Present
LINCOLN DOUGLAS INVESTMENTS, LLC
Office #1: 1051 Newark Rd, Mt. Vernon, OH 43050RIA
BD
CRD#: 155578
Mt. Vernon, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/1/2022)
RR
Arizona(8/2/2021)
RR
Arkansas(10/23/2024)
RR
California(2/13/2017)
RR
Colorado(5/28/2019)
RR
District of Columbia(3/15/2022)
RR
Illinois(2/22/2023)
RR
Maryland(8/17/2021)
RR
Michigan(9/13/2023)
RR
Mississippi(3/11/2019)
RR
Nebraska(9/2/2021)
RR
New Jersey(4/5/2022)
RR
New York(3/24/2020)
RR
North Carolina(3/11/2019)
RR
Ohio(4/14/2015)
IAR
Ohio(3/24/2020)
RR
Pennsylvania(3/11/2019)
RR
South Carolina(7/1/2022)
RR
Tennessee(4/19/2023)
RR
Texas(3/11/2019)
RR
Virginia(5/8/2017)
RR
West Virginia(1/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LD
LINCOLN DOUGLAS INVESTMENTS, LLC
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578 / SEC#: 801-72438, 8-68728
RIA
Registered Investment Advisory firm - SEC (11/29/2011 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/20/2012 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1051 Newark Rd, Mount Vernon, OH 43050
Mailing Address
1051 Newark Rd, Mt. Vernon, OH 43050
Phone number
(740) 397-1397
Established
Ohio since 09/15/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
32
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 97,644,384 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578Mt. Vernon, OH 43050TRUST BUT VERIFY
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