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RC

Robert S. Crotty

SAN BLAS SECURITIES
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 6224640
RC
Robert Sean CrottySAN BLAS SECURITIES

Professional summary

Robert Sean Crotty is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 5 firms and has passed the Series 66, Series 82TO, SIE, Series 50, Series 72, Series 7, Series 52, Series 79, Series 54, Series 24 and Series 53 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGING MEMBER OF RMC HOMES LLC - REAL ESTATE/RENTAL PROPERTY OWNERSHIP, START DATE: AUGUST 2019, NOT INVESTMENT RELATED, DEVOTE 2 HOURS/MONTH DURING NON-TRADING HOURS, DUTIES INCLUDE LANDLORD ACTIVITIES, LEASES, REPAIRS, CLEANING ETC. MANAGING MEMBER OF RMC HOMES I LLC, RMC HOMES II LLC, RMC HOMES III LLC, RMC HOMES IV LLC, RMC HOMES V LLC, RMC HOMES VI LLC, RMC HOMES VII LLC and RMC HOMES VIII LLC - REAL ESTATE/RENTAL PROPERTY OWNERSHIP, NOT INVESTMENT RELATED, PASS-THROUGH ENTITIES OWNED BY RMC HOMES LLC.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Sean Crotty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 1, 2026 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Past

April 2, 2025 - August 31, 2026

CENTRAL STATES CAPITAL MARKETS, LLC

RIA
CRD#: 155291
Columbus, OH
Past

March 12, 2024 - August 31, 2026

CENTRAL STATES CAPITAL MARKETS, LLC

BD
CRD#: 155291
Columbus, OH
Past

July 12, 2022 - March 13, 2024

CALDWELL SUTTER CAPITAL, INC.

RIA
CRD#: 10489
Columbus, OH
Past

July 7, 2022 - March 13, 2024

CALDWELL SUTTER CAPITAL, INC.

BD
CRD#: 10489
Columbus, OH
Past

September 3, 2015 - July 6, 2022

BOENNING & SCATTERGOOD, INC.

RIA
CRD#: 100
Columbus, OH
Past

July 10, 2015 - July 6, 2022

BOENNING & SCATTERGOOD, INC.

BD
CRD#: 100
Columbus, OH
Past

September 20, 2013 - September 29, 2014

LANCASTER POLLARD & CO., LLC

BD
CRD#: 24110
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/1/2026)
RR
Georgia
(9/1/2026)
RR
Ohio
(9/1/2026)
RR
Texas
(9/1/2026)
RR
Wisconsin
(9/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/3/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 4/3/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 72
Date: 8/29/2016
Government Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 8/27/2013
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 8/13/2013
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 54
Date: 3/13/2023
Municipal Advisor Principal Qualification Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/1/2020
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/31/2016
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CADENA, JOHNCCO712192
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Chicago, IL 60606

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