Robert Sean Crotty
Professional Summary
Robert Sean Crotty is a registered financial advisor currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois. Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 5 firms and has passed the Series 66, Series 82TO, SIE, Series 50, Series 72, Series 7, Series 52, Series 79, Series 54, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC
Contact Information
Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184Phone Number
(773) 661-4448Established
Delaware since 04/13/2017Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/1/2026)
(9/1/2026)
(9/1/2026)
(9/1/2026)
(9/1/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Apr 2017About the Series 50 examSeries 72 — Government Securities Representative Examination
Passed Aug 2016Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2013About the Series 79 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Mar 2023About the Series 54 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Sean Crotty's CRS (Customer Relationship Summary).
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